IntelGenx Technologies Corp. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows, 21 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-01-29: Reporting owner Mayr Clemens; Form 4; Security Restricted Share Units (p.v.0.00001); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-01-29: Reporting owner Zerbe Horst G; Form 4; Security Restricted Share Units (p.v.0.00001); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-01-29: Reporting owner Godin Andre; Form 4; Security Restricted Share Units (p.v.0.00001 ); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-01-29: Reporting owner Gorham Dwight; Form 4; Security Restricted Share Units (p.v.0.00001); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-01-29 | Mayr Clemens Director | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,510 111,783 owned after | $0.00 | 2024-01-31 | |
| 2024-01-29 | Zerbe Horst G Director | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +107,435 138,204 owned after | $0.00 | 2024-01-31 | |
| 2024-01-29 | Godin Andre Officer (President and CFO) | 4 | Restricted Share Units (p.v.0.00001 ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +163,968 387,045 owned after | $0.00 | 2024-01-31 | |
| 2024-01-29 | Gorham Dwight Officer (CEO) | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +182,186 182,186 owned after | $0.00 | 2024-01-31 | |
| 2024-01-29 | Kalayajian Karen Officer (VP, Finance & Admin of Subs.) | 4 | Restricted Share Units (p.v.0.00001 ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,925 137,925 owned after | $0.00 | 2024-01-31 | |
| 2024-01-29 | Kenny Tommy Officer (SVP IP Legal Affairs Subsid) | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,648 145,648 owned after | $0.00 | 2024-01-31 | |
| 2024-01-29 | Nawacki Mark Director | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,783 111,783 owned after | $0.00 | 2024-01-31 | |
| 2024-01-29 | Pourhassan Zenoz Nina Officer (VP, Quality Operations of Subs) | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,682 67,682 owned after | $0.00 | 2024-01-31 | |
| 2024-01-29 | Melchers Bernd Josef Director | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +111,783 111,783 owned after | $0.00 | 2024-01-31 | |
| 2024-01-29 | Paiement Nadine Officer (VP R & D of IntelGenx Corp.) | 4 | Restricted Share Units (p.v.0.00001 ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +96,206 136,206 owned after | $0.00 | 2024-01-31 | |
| 2023-04-19 holding as of filing | Kalayajian Karen Officer (VP, Finance&Admin - Subsidiary) | 3 | Restricted Share Units (p.v.0.00001) Derivative · Direct | Holding | no price filed | 2023-04-19 | ||
| 2023-04-19 holding as of filing | Kideckel David Officer (SVP, Corp. Dev&SA - Subsidiary) | 3 | Restricted Share Units (p.v.0.00001) Derivative · Direct | Holding | no price filed | 2023-04-19 | ||
| 2023-04-04 | Godin Andre Officer (President & CFO) | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 223,077 owned after | $0.19 exercise price | 2023-04-10 | |
| 2023-01-29 | Matzen Dana Officer (VP Business & Corp. Dev) | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2023-01-31 | |
| 2023-01-29 | Kenny Tommy Officer (VP IP Legal Affairs-Subsidiary) | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2023-01-31 | |
| 2023-01-29 | Paiement Nadine Officer (VP R & D, IntelGenx Corp.) | 4 | Restricted Share Units (p.v.0.00001 ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2023-01-31 | |
| 2023-01-29 | Godin Andre Officer (President & CFO) | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 123,077 owned after | $0.00 | 2023-01-31 | |
| 2023-01-29 | Zerbe Ingrid Officer (Corporate Secretary) | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2023-01-31 | |
| 2023-01-29 | Zerbe Horst G Director, Officer (Chief Executive Officer) | 4 | Restricted Share Units (p.v.0.00001 ) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 155,769 owned after | $0.00 | 2023-01-31 | |
| 2018-12-24 | Zerbe Horst G Director, Officer (President and CEO) | 4 | Restricted Share Units (p.v.0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,769 30,769 owned after | $0.00 | 2018-12-26 | |
| 2018-12-24 | Godin Andre Officer (EVP and CFO) | 4 | Restricted Share Units (p.v. 0.00001) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,077 23,077 owned after | $0.00 | 2018-12-26 |