IntelGenx Technologies Corp. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-03: Reporting owner Melchers Bernd Josef; Form 3; Security Option to purchase common stock (0.00001 par value); Transaction Holding.
- 2009-11-24: Reporting owner Boudreau Bernard; Form 4; Security Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-24: Reporting owner Zerbe Horst G; Form 4; Security Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-11-24: Reporting owner Zerbe Horst G; Form 4; Security Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-03 holding as of filing | Melchers Bernd Josef Director | 3 | Option to purchase common stock (0.00001 par value) Derivative · Direct | Holding | $0.61 exercise price | 2009-12-03 | ||
| 2009-11-24 | Boudreau Bernard Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 123,088 owned after | $0.61 exercise price | 2009-11-27 | |
| 2009-11-24 | Zerbe Horst G Director, Officer (CEO, President), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 231,250 owned after | $0.61 exercise price | 2009-11-27 | |
| 2009-11-24 | Zerbe Horst G Director, Officer (CEO, President), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 237,500 owned after | $0.61 exercise price | 2009-11-27 | |
| 2009-11-24 | Zerbe Horst G Director, Officer (CEO, President), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 243,750 owned after | $0.61 exercise price | 2009-11-27 | |
| 2009-11-24 | Zerbe Horst G Director, Officer (CEO, President), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 250,000 owned after | $0.61 exercise price | 2009-11-27 | |
| 2009-11-24 | Troup John Archibald Director | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 100,000 owned after | $0.61 exercise price | 2009-11-27 | |
| 2009-11-24 | Simmons Paul Anthony Officer (CFO) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 106,250 owned after | $0.61 exercise price | 2009-11-27 | |
| 2009-11-24 | Simmons Paul Anthony Officer (CFO) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 112,500 owned after | $0.61 exercise price | 2009-11-27 | |
| 2009-11-24 | Simmons Paul Anthony Officer (CFO) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 118,750 owned after | $0.61 exercise price | 2009-11-27 | |
| 2009-11-24 | Simmons Paul Anthony Officer (CFO) | 4 | Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,250 125,000 owned after | $0.61 exercise price | 2009-11-27 | |
| 2009-07-02 holding as of filing | Zerbe Ingrid Officer (Secretary), 10% Owner | 4 | Options (Right to buy) Derivative · Direct | Holding | 225,000 owned after | $0.41 exercise price | 2009-07-02 | |
| 2009-07-02 holding as of filing | COHEN JOEL CHARLES Director | 4 | Option (Right to buy) Derivative · Direct | Holding | 250,000 owned after | $0.41 exercise price | 2009-07-02 | |
| 2009-07-02 holding as of filing | COHEN JOEL CHARLES Director | 4 | Option (Right to buy) Derivative · Direct | Holding | 25,000 owned after | $1.15 exercise price | 2009-07-02 |