INFORMATICA CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-16: Reporting owner ABBASI SOHAIB; Form 4; Security Non-qualified stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-09: Reporting owner ABBASI SOHAIB; Form 4; Security Incentive Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-09: Reporting owner ABBASI SOHAIB; Form 4; Security Non-qualified Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-12-06: Reporting owner Chong Ivan; Form 4; Security Non-qualified stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,600 1,339,104 owned after | $5.69 exercise price | 2013-12-17 | |
| 2013-12-09 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,296 0 owned after | $5.69 exercise price | 2013-12-10 | |
| 2013-12-09 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −140,115 179,885 owned after | $12.64 exercise price | 2013-12-10 | |
| 2013-12-06 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 26,000 owned after | $14.95 exercise price | 2013-12-10 | |
| 2013-12-02 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,361,704 owned after | $5.69 exercise price | 2013-12-03 | |
| 2013-11-18 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,383,404 owned after | $5.69 exercise price | 2013-11-19 | |
| 2013-11-15 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 33,000 owned after | $14.95 exercise price | 2013-11-18 | |
| 2013-11-13 | HELD GERALD Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $13.88 exercise price | 2013-11-14 | |
| 2013-11-11 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 38,000 owned after | $14.95 exercise price | 2013-11-12 | |
| 2013-11-01 | Chakravarthy Anil Officer (EVP & Chief Product Officer) | 4 | Non-qualified stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 175,000 owned after | $38.11 exercise price | 2013-11-04 | |
| 2013-10-31 | FRY EARL E Officer (CFO, CAO, EVP-GCS, Secty) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −110,000 0 owned after | $15.26 exercise price | 2013-11-01 | |
| 2013-10-21 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,426,804 owned after | $5.69 exercise price | 2013-10-22 | |
| 2013-10-07 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,448,504 owned after | $5.69 exercise price | 2013-10-08 | |
| 2013-09-23 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,470,204 owned after | $5.69 exercise price | 2013-09-24 | |
| 2013-09-09 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,491,904 owned after | $5.69 exercise price | 2013-09-10 | |
| 2013-08-26 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,513,604 owned after | $5.69 exercise price | 2013-08-27 | |
| 2013-08-12 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,535,304 owned after | $5.69 exercise price | 2013-08-13 | |
| 2013-08-08 | HELD GERALD Director | 4 | Non-qualified stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 20,000 owned after | $13.88 exercise price | 2013-08-09 | |
| 2013-07-29 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,557,004 owned after | $5.69 exercise price | 2013-07-30 | |
| 2013-07-15 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,578,704 owned after | $5.69 exercise price | 2013-07-16 | |
| 2013-07-15 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,578,704 owned after | $5.69 exercise price | 2013-07-16 | |
| 2013-07-01 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,600,404 owned after | $5.69 exercise price | 2013-07-02 | |
| 2013-06-17 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,622,104 owned after | $5.69 exercise price | 2013-06-18 | |
| 2013-06-06 | PANCHA GIRISH Officer (EVP & Chief Product Officer) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,518 37,482 owned after | $18.54 exercise price | 2013-06-07 | |
| 2013-06-03 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,643,804 owned after | $5.69 exercise price | 2013-06-04 | |
| 2013-05-28 | Miller Andrew M. Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $34.74 exercise price | 2013-05-28 | |
| 2013-05-24 | SQUIRE GEOFFREY W Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $34.45 exercise price | 2013-05-28 | |
| 2013-05-24 | SEAWELL A BROOKE Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $34.45 exercise price | 2013-05-28 | |
| 2013-05-24 | ROBEL CHARLES J Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $34.45 exercise price | 2013-05-28 | |
| 2013-05-24 | HELD GERALD Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $34.45 exercise price | 2013-05-28 | |
| 2013-05-24 | GARRETT MARK Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $34.45 exercise price | 2013-05-28 | |
| 2013-05-24 | Chang Amy Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $34.45 exercise price | 2013-05-28 | |
| 2013-05-24 | BERTELSEN MARK A Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $34.45 exercise price | 2013-05-28 | |
| 2013-05-21 | PANCHA GIRISH Officer (EVP, Data Int. Product Div) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −76,171 17,579 owned after | $24.38 exercise price | 2013-05-22 | |
| 2013-05-21 | PANCHA GIRISH Officer (EVP, Data Int. Product Div) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,698 40,000 owned after | $18.54 exercise price | 2013-05-22 | |
| 2013-05-20 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,665,504 owned after | $5.69 exercise price | 2013-05-21 | |
| 2013-05-17 | HELD GERALD Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,400 40,000 owned after | $13.88 exercise price | 2013-05-20 | |
| 2013-05-16 | HELD GERALD Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,600 55,400 owned after | $13.88 exercise price | 2013-05-20 | |
| 2013-05-06 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,687,204 owned after | $5.69 exercise price | 2013-05-07 | |
| 2013-05-02 | GARRETT MARK Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $13.25 exercise price | 2013-05-03 | |
| 2013-04-22 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,708,904 owned after | $5.69 exercise price | 2013-04-23 | |
| 2013-04-09 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 0 owned after | $15.26 exercise price | 2013-04-10 | |
| 2013-04-08 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +21,700 1,730,604 owned after | $5.69 exercise price | 2013-04-09 | |
| 2013-03-25 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,752,304 owned after | $5.69 exercise price | 2013-03-26 | |
| 2013-03-01 | FRY EARL E Officer (CFO, CAO, EVP-GCS, Secty) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 0 owned after | $15.26 exercise price | 2013-03-04 | |
| 2013-02-25 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,795,704 owned after | $5.69 exercise price | 2013-02-26 | |
| 2013-02-12 | BERTELSEN MARK A Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $17.64 exercise price | 2013-02-13 | |
| 2013-02-11 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 1,817,404 owned after | $5.69 exercise price | 2013-02-13 | |
| 2013-02-01 | PANCHA GIRISH Officer (EVP, Data Int. Product Div) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,000 66,000 owned after | $37.43 exercise price | 2013-02-05 | |
| 2013-02-01 | MARKARIAN JAMES Officer (EVP, Chief Technology Officer) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $37.43 exercise price | 2013-02-05 | |
| 2013-02-01 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $37.43 exercise price | 2013-02-04 | |
| 2013-02-01 | McGee John T Officer (EVP, Worldwide Field Operation) | 4 | Non-qualifed stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +66,000 66,000 owned after | $37.43 exercise price | 2013-02-04 | |
| 2013-02-01 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Non-qualifed stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $37.43 exercise price | 2013-02-04 | |
| 2013-02-01 | FRY EARL E Officer (CFO, CAO, EVP-GCS, Secty) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +77,000 77,000 owned after | $37.43 exercise price | 2013-02-04 | |
| 2013-01-31 | SQUIRE GEOFFREY W Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $17.64 exercise price | 2013-02-01 | |
| 2013-01-30 | ROBEL CHARLES J Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $17.64 exercise price | 2013-02-01 |