INFORMATICA CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 66 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-09: Reporting owner MARKARIAN JAMES; Form 4; Security Non-qualified stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-16: Reporting owner PIDWELL DAVID; Form 4; Security Non-qualified stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-16: Reporting owner PIDWELL DAVID; Form 4; Security Non-qualified stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-11-16: Reporting owner PIDWELL DAVID; Form 4; Security Non-qualified stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-09 | MARKARIAN JAMES Officer (EVP, Chief Technology Officer) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +50,000 0 owned after | $15.26 exercise price | 2011-12-12 | |
| 2011-11-16 | PIDWELL DAVID Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $15.04 exercise price | 2011-11-17 | |
| 2011-11-16 | PIDWELL DAVID Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $15.04 exercise price | 2011-11-17 | |
| 2011-11-16 | PIDWELL DAVID Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 20,000 owned after | $17.64 exercise price | 2011-11-17 | |
| 2011-11-16 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,600 2,229,704 owned after | $5.69 exercise price | 2011-11-17 | |
| 2011-11-16 | SEAWELL A BROOKE Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $17.64 exercise price | 2011-11-17 | |
| 2011-11-14 | PANCHA GIRISH Officer (EVP, Data Int. Product Div) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 50,000 owned after | $12.64 exercise price | 2011-11-15 | |
| 2011-11-10 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 5,840 owned after | $7.76 exercise price | 2011-11-14 | |
| 2011-11-04 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 2,252,304 owned after | $5.69 exercise price | 2011-11-07 | |
| 2011-10-31 | PANCHA GIRISH Officer (EVP, Data Int. Product Div) | 4 | Nonqualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 74,000 owned after | $12.64 exercise price | 2011-11-02 | |
| 2011-10-27 | MARKARIAN JAMES Officer (EVP, Chief Technology Officer) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,000 0 owned after | $8.06 exercise price | 2011-10-28 | |
| 2011-10-27 | MARKARIAN JAMES Officer (EVP, Chief Technology Officer) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,392 0 owned after | $7.73 exercise price | 2011-10-28 | |
| 2011-10-27 | MARKARIAN JAMES Officer (EVP, Chief Technology Officer) | 4 | Non-qualifed stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,608 0 owned after | $7.73 exercise price | 2011-10-28 | |
| 2011-10-25 | FRY EARL E Officer (CFO, CAO, EVP-GCS, Secty) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,282 0 owned after | $8.06 exercise price | 2011-10-26 | |
| 2011-10-25 | FRY EARL E Officer (CFO, CAO, EVP-GCS, Secty) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,371 0 owned after | $4.05 exercise price | 2011-10-26 | |
| 2011-10-25 | FRY EARL E Officer (CFO, CAO, EVP-GCS, Secty) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −68,750 0 owned after | $7.73 exercise price | 2011-10-26 | |
| 2011-10-18 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 2,274,004 owned after | $5.69 exercise price | 2011-10-19 | |
| 2011-10-17 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 6,840 owned after | $7.76 exercise price | 2011-10-18 | |
| 2011-10-10 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,840 owned after | $7.76 exercise price | 2011-10-11 | |
| 2011-10-06 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 2,295,704 owned after | $5.69 exercise price | 2011-10-07 | |
| 2011-09-07 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 2,339,104 owned after | $5.69 exercise price | 2011-09-09 | |
| 2011-08-11 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 2,382,504 owned after | $5.69 exercise price | 2011-08-12 | |
| 2011-08-10 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 10,340 owned after | $7.76 exercise price | 2011-08-12 | |
| 2011-07-25 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 2,404,204 owned after | $5.69 exercise price | 2011-07-26 | |
| 2011-07-11 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 2,425,904 owned after | $5.69 exercise price | 2011-07-13 | |
| 2011-06-27 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 2,447,604 owned after | $5.69 exercise price | 2011-06-29 | |
| 2011-06-16 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 2,469,304 owned after | $5.69 exercise price | 2011-06-17 | |
| 2011-06-08 | HOFFMAN PAUL J Officer (EVP and Pres., WW Field Ops.) | 4 | (Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $15.26 exercise price | 2011-06-09 | |
| 2011-06-08 | HOFFMAN PAUL J Officer (EVP and Pres., WW Field Ops.) | 4 | (Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $12.64 exercise price | 2011-06-09 | |
| 2011-06-06 | ROBEL CHARLES J Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $15.04 exercise price | 2011-06-08 | |
| 2011-06-02 | GARRETT MARK Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 40,000 owned after | $13.25 exercise price | 2011-06-03 | |
| 2011-06-01 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 2,491,004 owned after | $5.69 exercise price | 2011-06-03 | |
| 2011-05-26 | PANCHA GIRISH Officer (EVP, Data Int. Product Div) | 4 | Nonqualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 75,000 owned after | $12.64 exercise price | 2011-05-27 | |
| 2011-05-26 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $6.56 exercise price | 2011-05-27 | |
| 2011-05-26 | SULLIVAN GODFREY Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $56.27 exercise price | 2011-05-27 | |
| 2011-05-26 | SQUIRE GEOFFREY W Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $56.27 exercise price | 2011-05-27 | |
| 2011-05-26 | SEAWELL A BROOKE Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $56.27 exercise price | 2011-05-27 | |
| 2011-05-26 | ROBEL CHARLES J Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $56.27 exercise price | 2011-05-27 | |
| 2011-05-26 | PIDWELL DAVID Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $56.27 exercise price | 2011-05-27 | |
| 2011-05-26 | HELD GERALD Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $56.27 exercise price | 2011-05-27 | |
| 2011-05-26 | GARRETT MARK Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $56.27 exercise price | 2011-05-27 | |
| 2011-05-26 | BERTELSEN MARK A Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $56.27 exercise price | 2011-05-27 | |
| 2011-05-25 | MARKARIAN JAMES Officer (EVP, Chief Technology Officer) | 4 | Nonqualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,693 0 owned after | $6.56 exercise price | 2011-05-26 | |
| 2011-05-25 | MARKARIAN JAMES Officer (EVP, Chief Technology Officer) | 4 | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,307 0 owned after | $6.56 exercise price | 2011-05-26 | |
| 2011-05-19 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,700 0 owned after | $12.00 exercise price | 2011-05-20 | |
| 2011-05-19 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,000 2,512,704 owned after | $5.69 exercise price | 2011-05-20 | |
| 2011-05-02 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 4,700 owned after | $12.00 exercise price | 2011-05-03 | |
| 2011-04-20 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 26,400 owned after | $12.00 exercise price | 2011-04-22 | |
| 2011-04-08 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 48,100 owned after | $12.00 exercise price | 2011-04-11 | |
| 2011-03-21 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 69,800 owned after | $12.00 exercise price | 2011-03-25 | |
| 2011-03-07 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +21,700 91,500 owned after | $12.00 exercise price | 2011-03-09 | |
| 2011-02-25 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 113,200 owned after | $12.00 exercise price | 2011-02-28 | |
| 2011-02-14 | PIDWELL DAVID Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $13.98 exercise price | 2011-02-15 | |
| 2011-02-11 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Non-qualified Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,124 5,000 owned after | $6.56 exercise price | 2011-02-15 | |
| 2011-02-11 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 3,000 owned after | $6.56 exercise price | 2011-02-15 | |
| 2011-02-09 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 134,900 owned after | $12.00 exercise price | 2011-02-11 | |
| 2011-02-01 | Chong Ivan Officer (EVP Data Quality Product Div.) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $46.63 exercise price | 2011-02-03 | |
| 2011-02-01 | FRY EARL E Officer (CFO, CAO, EVP-GCS, Secty) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,500 97,500 owned after | $46.63 exercise price | 2011-02-03 | |
| 2011-02-01 | MARKARIAN JAMES Officer (EVP, Chief Technology Officer) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $46.63 exercise price | 2011-02-03 | |
| 2011-02-01 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $46.63 exercise price | 2011-02-03 | |
| 2011-02-01 | HOFFMAN PAUL J Officer (EVP and Pres., WW Field Ops.) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $46.63 exercise price | 2011-02-03 | |
| 2011-02-01 | PANCHA GIRISH Officer (EVP, Data Int. Product Div) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,500 82,500 owned after | $46.63 exercise price | 2011-02-03 | |
| 2011-02-01 | SEAWELL A BROOKE Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 0 owned after | $15.04 exercise price | 2011-02-02 | |
| 2011-02-01 | SQUIRE GEOFFREY W Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 0 owned after | $13.98 | 2011-02-02 | |
| 2011-01-24 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 156,600 owned after | $12.00 exercise price | 2011-01-25 | |
| 2011-01-10 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,700 178,300 owned after | $12.00 exercise price | 2011-01-12 |