INFORMATICA CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 55 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-28: Reporting owner HELD GERALD; Form 4; Security Non-qualified stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-17: Reporting owner GARRETT MARK; Form 4; Security Non-qualified stock option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-09-08: Reporting owner FRY EARL E; Form 4; Security Non-qualified stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-02: Reporting owner YANKOWSKI CARL; Form 4; Security Non-qualified stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-28 | HELD GERALD Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $13.88 exercise price | 2008-12-02 | |
| 2008-10-17 | GARRETT MARK Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $13.25 exercise price | 2008-10-21 | |
| 2008-09-08 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 420,000 owned after | $7.90 exercise price | 2008-09-09 | |
| 2008-09-02 | YANKOWSKI CARL Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 16,668 owned after | $8.65 exercise price | 2008-09-03 | |
| 2008-09-02 | PANCHA GIRISH Officer (Ex. VP, General Manager) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 21,000 owned after | $8.06 exercise price | 2008-09-03 | |
| 2008-08-15 | CHAFFIN JANICE Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $7.63 exercise price | 2008-08-18 | |
| 2008-08-06 | PANCHA GIRISH Officer (Ex. VP, General Manager) | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,065 0 owned after | $8.06 exercise price | 2008-08-08 | |
| 2008-08-06 | PANCHA GIRISH Officer (Ex. VP, General Manager) | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,435 26,250 owned after | $8.06 exercise price | 2008-08-08 | |
| 2008-08-04 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 480,000 owned after | $7.90 exercise price | 2008-08-06 | |
| 2008-08-01 | YANKOWSKI CARL Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 20,834 owned after | $8.65 exercise price | 2008-08-05 | |
| 2008-07-28 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 500,000 owned after | $7.90 exercise price | 2008-07-30 | |
| 2008-07-01 | YANKOWSKI CARL Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,170 0 owned after | $7.63 exercise price | 2008-07-03 | |
| 2008-06-02 | YANKOWSKI CARL Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 4,170 owned after | $7.63 exercise price | 2008-06-04 | |
| 2008-06-02 | PANCHA GIRISH Officer (Ex. VP, General Manager) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $7.90 exercise price | 2008-06-04 | |
| 2008-06-02 | PANCHA GIRISH Officer (Ex. VP, General Manager) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 8,065 owned after | $8.06 exercise price | 2008-06-04 | |
| 2008-06-02 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 520,000 owned after | $7.90 exercise price | 2008-06-04 | |
| 2008-05-27 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 540,000 owned after | $7.90 exercise price | 2008-05-29 | |
| 2008-05-22 | YANKOWSKI CARL Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.64 exercise price | 2008-05-23 | |
| 2008-05-22 | SQUIRE GEOFFREY W Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.64 exercise price | 2008-05-23 | |
| 2008-05-22 | SEAWELL A BROOKE Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.64 exercise price | 2008-05-23 | |
| 2008-05-22 | ROBEL CHARLES J Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.64 exercise price | 2008-05-23 | |
| 2008-05-22 | PIDWELL DAVID Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.64 exercise price | 2008-05-23 | |
| 2008-05-22 | CHAFFIN JANICE Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.64 exercise price | 2008-05-23 | |
| 2008-05-22 | BERTELSEN MARK A Director | 4 | Non-qualified stock option(right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $17.64 exercise price | 2008-05-23 | |
| 2008-05-19 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 560,000 owned after | $7.90 exercise price | 2008-05-21 | |
| 2008-05-16 | BERTELSEN MARK A Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $6.91 exercise price | 2008-05-19 | |
| 2008-05-15 | CHAFFIN JANICE Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 12,500 owned after | $7.63 exercise price | 2008-05-19 | |
| 2008-05-15 | PIDWELL DAVID Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $6.91 exercise price | 2008-05-19 | |
| 2008-05-12 | PANCHA GIRISH Officer (Ex. VP, General Manager) | 4 | Non-qualified stock option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 1,500 owned after | $7.90 exercise price | 2008-05-14 | |
| 2008-05-12 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 580,000 owned after | $7.90 exercise price | 2008-05-14 | |
| 2008-05-01 | YANKOWSKI CARL Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 8,336 owned after | $7.63 exercise price | 2008-05-02 | |
| 2008-04-28 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 600,000 owned after | $7.90 exercise price | 2008-04-30 | |
| 2008-04-25 | ROBEL CHARLES J Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 18,000 owned after | $11.94 exercise price | 2008-04-28 | |
| 2008-04-01 | PANCHA GIRISH Officer (Ex. VP, General Manager) | 4 | Non-qualified stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 6,750 owned after | $7.90 | 2008-04-03 | |
| 2008-04-01 | YANKOWSKI CARL Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 12,502 owned after | $7.63 | 2008-04-03 | |
| 2008-03-03 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 620,000 owned after | $7.90 exercise price | 2008-03-04 | |
| 2008-03-03 | YANKOWSKI CARL Director | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 16,668 owned after | $7.63 exercise price | 2008-03-04 | |
| 2008-03-03 | PANCHA GIRISH Officer (Ex. VP of Products) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,250 12,000 owned after | $7.90 exercise price | 2008-03-04 | |
| 2008-02-26 | HOFFMAN PAUL J Officer (EVP Worldwide Sales) | 4 | Non-qualified stock option (right-to-buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300,000 198,437 owned after | $7.48 exercise price | 2008-02-28 | |
| 2008-02-19 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 660,000 owned after | $7.90 exercise price | 2008-02-20 | |
| 2008-02-15 | CHAFFIN JANICE Director | 4 | Non-qualified stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $7.63 exercise price | 2008-02-19 | |
| 2008-02-11 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 680,000 owned after | $7.90 | 2008-02-13 | |
| 2008-02-04 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4/A | Non-qualified stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 700,000 owned after | $7.90 | 2008-02-13 | |
| 2008-02-04 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +20,000 700,000 owned after | $7.90 | 2008-02-06 | |
| 2008-02-01 | PANCHA GIRISH Officer (Ex. VP of Products) | 4/A | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $18.54 exercise price | 2008-02-04 | |
| 2008-02-01 | ROBEL CHARLES J Director | 4 | Non-qualified stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 20,000 owned after | $11.94 | 2008-02-04 | |
| 2008-02-01 | YANKOWSKI CARL Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 20,834 owned after | $7.63 | 2008-02-04 | |
| 2008-02-01 | SEAWELL A BROOKE Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 0 owned after | $1.88 | 2008-02-01 | |
| 2008-02-01 | SEAWELL A BROOKE Director | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $6.91 | 2008-02-01 | |
| 2008-02-01 | PANCHA GIRISH Officer (Ex. VP of Products) | 4 | Non-qualified stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $18.54 exercise price | 2008-02-01 | |
| 2008-02-01 | PANCHA GIRISH Officer (Ex. VP of Products) | 4 | Non-qualified stock options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +5,250 17,250 owned after | $7.90 exercise price | 2008-02-01 | |
| 2008-02-01 | ABBASI SOHAIB Director, Officer (CEO, President) | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $18.54 exercise price | 2008-02-01 | |
| 2008-02-01 | FRY EARL E Officer (CFO, EVP Finance and Administr) | 4 | Non-qualified Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $18.54 exercise price | 2008-02-01 | |
| 2008-02-01 | HOFFMAN PAUL J Officer (EVP Worldwide Sales) | 4 | Non-qualified stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $18.54 exercise price | 2008-02-01 | |
| 2008-01-24 | SULLIVAN GODFREY Director | 4 | Non-qualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $16.36 exercise price | 2008-01-28 |