IMAGE ENTERTAINMENT INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 14 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-04-14: Reporting owner JH Evergreen Management, LLC; Form 4; Security Series B Preferred Stock, $0.0001 par value; Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-04-14: Reporting owner JH Evergreen Management, LLC; Form 4; Security Series B Preferred Stock, $0.0001 par value; Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-04-14: Reporting owner JH Evergreen Management, LLC; Form 4; Security Series B Preferred Stock, $0.0001 par value; Transaction S Open market or private sale of non-derivative or derivative security.
- 2010-04-14: Reporting owner JH Evergreen Management, LLC; Form 4; Security Series C Preferred Stock, $0.0001 par value; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Partners Evergreen Fund, L.P. | S Open market or private sale of non-derivative or derivative security | −1,959 16,779 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners III, L.P. | S Open market or private sale of non-derivative or derivative security | −234 2,001 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners GP Fund III, LLC | S Open market or private sale of non-derivative or derivative security | −107 919 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Partners Evergreen Fund, L.P. | S Open market or private sale of non-derivative or derivative security | −17,516 150,025 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners III, L.P. | S Open market or private sale of non-derivative or derivative security | −2,089 17,894 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners GP Fund III, LLC | S Open market or private sale of non-derivative or derivative security | −960 8,219 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Partners Evergreen Fund, L.P. | S Open market or private sale of non-derivative or derivative security | −1,959 16,799 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners III, L.P. | S Open market or private sale of non-derivative or derivative security | −234 2,001 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners GP Fund III, LLC | S Open market or private sale of non-derivative or derivative security | −107 919 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Partners Evergreen Fund, L.P. | S Open market or private sale of non-derivative or derivative security | −17,516 150,025 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners III, L.P. | S Open market or private sale of non-derivative or derivative security | −2,089 17,894 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners GP Fund III, LLC | S Open market or private sale of non-derivative or derivative security | −960 8,219 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Partners Evergreen Fund, L.P. 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,959 16,779 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Partners Evergreen Fund, L.P. 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −17,516 150,025 owned after | no price filed | 2010-07-19 |