IMAGE ENTERTAINMENT INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 41 rows, 41 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-03: Reporting owner Avagliano John P; Form 4; Security Stock Option (right to buy) (A,B&C); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-03: Reporting owner HYDE JOHN W; Form 4; Security Stock Option (right to buy) (A,B&C); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-10-03: Reporting owner Green Theodore Seth; Form 4; Security Stock Option (right to buy) (A,B&C); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-11-19: Reporting owner Green Theodore Seth; Form 4; Security Stock Option (right to buy) (A); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-03 | Avagliano John P Officer (COO and CFO) | 4 | Stock Option (right to buy) (A,B&C) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +2,339,748 0 owned after | $0.20 exercise price | 2012-10-05 | |
| 2012-10-03 | HYDE JOHN W Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) (A,B&C) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,226,652 0 owned after | $0.20 exercise price | 2012-10-05 | |
| 2012-10-03 | Green Theodore Seth Director, Officer (Chairman and CEO) | 4 | Stock Option (right to buy) (A,B&C) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +4,844,239 0 owned after | $0.20 exercise price | 2012-10-05 | |
| 2010-11-19 | Green Theodore Seth Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) (A) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,793,165 1,793,165 owned after | $0.20 exercise price | 2010-11-19 | |
| 2010-11-19 | Green Theodore Seth Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) (B) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +946,801 946,801 owned after | $0.20 exercise price | 2010-11-19 | |
| 2010-11-19 | Green Theodore Seth Director, Officer (Chairman and CEO), 10% Owner | 4 | Stock Option (right to buy) (C) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,104,273 2,104,273 owned after | $0.20 exercise price | 2010-11-19 | |
| 2010-11-19 | HYDE JOHN W Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) (A) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,564,864 1,564,864 owned after | $0.20 exercise price | 2010-11-19 | |
| 2010-11-19 | HYDE JOHN W Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) (B) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +825,998 825,998 owned after | $0.20 exercise price | 2010-11-19 | |
| 2010-11-19 | HYDE JOHN W Director, Officer (Vice Chairman) | 4 | Stock Option (right to buy) (C) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,835,790 1,835,790 owned after | $0.20 exercise price | 2010-11-19 | |
| 2010-11-19 | Avagliano John P Officer (COO and CFO) | 4 | Stock Option (right to buy) (A) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +865,784 865,784 owned after | $0.20 exercise price | 2010-11-19 | |
| 2010-11-19 | Avagliano John P Officer (COO and CFO) | 4 | Stock Option (right to buy) (B) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +457,396 457,396 owned after | $0.20 exercise price | 2010-11-19 | |
| 2010-11-19 | Avagliano John P Officer (COO and CFO) | 4 | Stock Option (right to buy) (C) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,016,568 1,016,568 owned after | $0.20 exercise price | 2010-11-19 | |
| 2009-04-29 | Eiberg Rick Officer (Chief Operating Officer) | 4 | Incentive Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 137,500 owned after | $0.86 exercise price | 2009-05-01 | |
| 2009-04-29 | Bromiley William V. Officer (Chief Acquisitions Officer) | 4 | Incentive Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 90,000 owned after | $0.86 exercise price | 2009-05-01 | |
| 2009-04-29 | FRAMER JEFF M Officer (President and CFO) | 4 | Incentive Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 383,250 owned after | $0.86 exercise price | 2009-05-01 | |
| 2009-04-29 | MCCLOSKEY ROBERT J Director | 4 | Stock Options (Non-Qualified) (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 50,000 owned after | $0.86 exercise price | 2009-05-01 | |
| 2009-04-29 | HUXLEY M TREVENEN Director | 4 | Stock Options (Non-Qualified) (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 45,000 owned after | $0.86 exercise price | 2009-05-01 | |
| 2009-04-29 | Haber Gary Director | 4 | Stock Options (Non-Qualified) (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 45,000 owned after | $0.86 exercise price | 2009-05-01 | |
| 2009-04-29 | Coriat David Director | 4 | Stock Options (Non-Qualified) (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 25,000 owned after | $0.86 exercise price | 2009-05-01 | |
| 2009-04-29 | EPSTEIN IRA S Director | 4 | Stock Options (Non-Qualified) (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 75,000 owned after | $0.86 exercise price | 2009-05-01 | |
| 2009-04-29 | GREENWALD MARTIN W Director | 4 | Stock Options (Non-Qualified) (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 519,500 owned after | $0.86 exercise price | 2009-05-01 | |
| 2008-06-12 | BORSHELL DAVID A Officer (President) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 387,250 owned after | $1.14 | 2008-06-13 | |
| 2008-06-12 | HUXLEY M TREVENEN Director | 4 | Stock Options (Non-Qualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 35,000 owned after | $1.14 | 2008-06-13 | |
| 2008-06-12 | Coriat David Director | 4 | Stock Options (Non-Qualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 15,000 owned after | $1.14 | 2008-06-13 | |
| 2008-06-12 | EPSTEIN IRA S Director | 4 | Stock Options (Non-Qualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 65,000 owned after | $1.14 | 2008-06-13 | |
| 2008-06-12 | Haber Gary Director | 4 | Stock Options (Non-Qualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 35,000 owned after | $1.14 | 2008-06-13 | |
| 2008-06-12 | MCCLOSKEY ROBERT J Director | 4 | Stock Options (Non-Qualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 40,000 owned after | $1.14 | 2008-06-13 | |
| 2008-06-12 | GREENWALD MARTIN W Director | 4 | Stock Options (Non-Qualified) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 509,500 owned after | $1.14 | 2008-06-13 | |
| 2008-06-12 | FRAMER JEFF M Officer (Chief Financial Officer) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 313,250 owned after | $1.14 | 2008-06-13 | |
| 2008-06-12 | Eiberg Rick Officer (EVP, Operations & CTO) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 87,500 owned after | $1.14 | 2008-06-13 | |
| 2008-06-12 | Bromiley William V. Officer (Chief Acquisitions Officer) | 4 | Incentive Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $1.14 | 2008-06-13 | |
| 2008-04-11 holding as of filing | Eiberg Rick Officer (EVP, Operations & CTO) | 3 | Stock Options (Non-Qualified) Derivative · Direct | Holding | $2.26 exercise price | 2008-04-11 | ||
| 2008-04-11 holding as of filing | Eiberg Rick Officer (EVP, Operations & CTO) | 3 | Stock Options (Non-Qualified) Derivative · Direct | Holding | $3.74 exercise price | 2008-04-11 | ||
| 2008-04-11 holding as of filing | Eiberg Rick Officer (EVP, Operations & CTO) | 3 | Incentive Stock Options Derivative · Direct | Holding | $3.80 exercise price | 2008-04-11 | ||
| 2008-04-11 holding as of filing | Eiberg Rick Officer (EVP, Operations & CTO) | 3 | Incentive Stock Options Derivative · Direct | Holding | $3.39 exercise price | 2008-04-11 | ||
| 2006-08-22 | HUXLEY M TREVENEN Director | 4 | Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 45,000 owned after | $1.75 | 2006-08-24 | |
| 2006-08-22 | HUXLEY M TREVENEN Director | 4 | Stock Options Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,000 40,000 owned after | $1.68 | 2006-08-24 | |
| 2006-08-16 holding as of filing | Spinks Lynwood Director | 3 | Stock Options Derivative · Direct | Holding | $3.55 exercise price | 2006-08-16 | ||
| 2006-01-05 | FRAMER JEFF M Officer (Chief Financial Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 273,250 owned after | $3.39 | 2006-01-06 | |
| 2006-01-05 | BORSHELL DAVID A Officer (Chief Operating Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 337,250 owned after | $3.39 | 2006-01-06 | |
| 2006-01-05 | GREENWALD MARTIN W Officer (CEO and President) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 649,500 owned after | $3.39 | 2006-01-06 |