IMAGE ENTERTAINMENT INC Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 38 rows, 38 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-18: Reporting owner Green Theodore Seth; Form 4/A; Security Series C Junior Participating Preferred Stock; Transaction C Conversion of derivative security.
- 2010-11-18: Reporting owner Green Theodore Seth; Form 4; Security Series C Junior Participating Preferred Stock; Transaction C Conversion of derivative security.
- 2010-11-18: Reporting owner HYDE JOHN W; Form 4; Security Series C Junior Participating Preferred Stock; Transaction C Conversion of derivative security.
- 2010-11-18: Reporting owner Avagliano John P; Form 4; Security Series C Junior Participating Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-18 | Green Theodore Seth Director, Officer (Chairman and CEO) | 4/A | Series C Junior Participating Preferred Stock Derivative · Direct | C Conversion of derivative security | +8,941 0 owned after | no price filed | 2010-11-22 | |
| 2010-11-18 | Green Theodore Seth Director, Officer (Chairman and CEO), 10% Owner | 4 | Series C Junior Participating Preferred Stock Derivative · Direct | C Conversion of derivative security | +17,894 0 owned after | no price filed | 2010-11-19 | |
| 2010-11-18 | HYDE JOHN W Director, Officer (Vice Chairman) | 4 | Series C Junior Participating Preferred Stock Derivative · Direct | C Conversion of derivative security | +7,600 0 owned after | no price filed | 2010-11-19 | |
| 2010-11-18 | Avagliano John P Officer (COO and CFO) | 4 | Series C Junior Participating Preferred Stock Derivative · Direct | C Conversion of derivative security | +3,576 0 owned after | no price filed | 2010-11-19 | |
| 2010-07-19 holding as of filing | Hansen John 10% Owner | 3 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Partners Evergreen Fund, L.P. | Holding | 18,738 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 holding as of filing | Hansen John 10% Owner | 3 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners III, L.P. | Holding | 2,235 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 holding as of filing | Hansen John 10% Owner | 3 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners GP Fund III, LLC | Holding | 1,027 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 holding as of filing | Hansen John 10% Owner | 3 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Partners Evergreen Fund, L.P. | Holding | no price filed | 2010-07-19 | ||
| 2010-07-19 holding as of filing | Hansen John 10% Owner | 3 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners III, L.P. | Holding | no price filed | 2010-07-19 | ||
| 2010-07-19 holding as of filing | Hansen John 10% Owner | 3 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners GP Fund III, LLC | Holding | no price filed | 2010-07-19 | ||
| 2010-07-19 holding as of filing | JH Evergreen Management, LLC 10% Owner | 3 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Partners Evergreen Fund, L.P. | Holding | 18,738 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 holding as of filing | JH Evergreen Management, LLC 10% Owner | 3 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners III, L.P. | Holding | 2,235 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 holding as of filing | JH Evergreen Management, LLC 10% Owner | 3 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners GP Fund III, LLC | Holding | 1,027 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 holding as of filing | JH Evergreen Management, LLC 10% Owner | 3 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Partners Evergreen Fund, L.P. | Holding | no price filed | 2010-07-19 | ||
| 2010-07-19 holding as of filing | JH Evergreen Management, LLC 10% Owner | 3 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners III, L.P. | Holding | no price filed | 2010-07-19 | ||
| 2010-07-19 holding as of filing | JH Evergreen Management, LLC 10% Owner | 3 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners GP Fund III, LLC | Holding | no price filed | 2010-07-19 | ||
| 2010-07-19 holding as of filing | JH Partners Evergreen Fund, L.P. 10% Owner | 3 | Series B Preferred Stock, $0.0001 par value Non-derivative · Direct | Holding | 18,738 owned after | no price filed | 2010-07-19 | |
| 2010-07-19 holding as of filing | JH Partners Evergreen Fund, L.P. 10% Owner | 3 | Series C Preferred Stock, $0.0001 par value Derivative · Direct | Holding | no price filed | 2010-07-19 | ||
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Partners Evergreen Fund, L.P. | S Open market or private sale of non-derivative or derivative security | −1,959 16,779 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners III, L.P. | S Open market or private sale of non-derivative or derivative security | −234 2,001 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners GP Fund III, LLC | S Open market or private sale of non-derivative or derivative security | −107 919 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Partners Evergreen Fund, L.P. | S Open market or private sale of non-derivative or derivative security | −17,516 150,025 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners III, L.P. | S Open market or private sale of non-derivative or derivative security | −2,089 17,894 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Evergreen Management, LLC 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners GP Fund III, LLC | S Open market or private sale of non-derivative or derivative security | −960 8,219 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Partners Evergreen Fund, L.P. | S Open market or private sale of non-derivative or derivative security | −1,959 16,799 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners III, L.P. | S Open market or private sale of non-derivative or derivative security | −234 2,001 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Indirect · By JH Investment Partners GP Fund III, LLC | S Open market or private sale of non-derivative or derivative security | −107 919 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Partners Evergreen Fund, L.P. | S Open market or private sale of non-derivative or derivative security | −17,516 150,025 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners III, L.P. | S Open market or private sale of non-derivative or derivative security | −2,089 17,894 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | Hansen John 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Derivative · Indirect · By JH Investment Partners GP Fund III, LLC | S Open market or private sale of non-derivative or derivative security | −960 8,219 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Partners Evergreen Fund, L.P. 10% Owner | 4 | Series B Preferred Stock, $0.0001 par value Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,959 16,779 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | JH Partners Evergreen Fund, L.P. 10% Owner | 4 | Series C Preferred Stock, $0.0001 par value Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −17,516 150,025 owned after | no price filed | 2010-07-19 | |
| 2010-04-14 | HYDE JOHN W Officer (Vice Chairman) | 4 | Series B Cumulative Preferred Stock Non-derivative · Indirect · by Producers Sales Organization | P Open market or private purchase of non-derivative or derivative security | +850 850 owned after | no price filed | 2010-04-16 | |
| 2010-04-14 | HYDE JOHN W Officer (Vice Chairman) | 4 | Series C Junior Participating Preferred Stock Derivative · Indirect · by Producers Sales Organization | P Open market or private purchase of non-derivative or derivative security | +7,600 7,600 owned after | no price filed | 2010-04-16 | |
| 2010-04-14 | Avagliano John P Officer (COO and CFO) | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +400 400 owned after | no price filed | 2010-04-16 | |
| 2010-04-14 | Avagliano John P Officer (COO and CFO) | 4 | Series C Junior Participating Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +3,576 3,576 owned after | no price filed | 2010-04-16 | |
| 2010-04-14 | Green Theodore Seth Director, Officer (Chairman and CEO) | 4 | Series B Cumulative Preferred Stock Non-derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 1,000 owned after | no price filed | 2010-04-16 | |
| 2010-04-14 | Green Theodore Seth Director, Officer (Chairman and CEO) | 4 | Series C Junior Participating Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +8,941 8,941 owned after | no price filed | 2010-04-16 |