IEC ELECTRONICS CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 21 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-09-30: Reporting owner Doody Donald S; Form 5; Security Employee Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2007-09-30: Reporting owner Schlarbaum Jeffrey T; Form 5; Security Employee Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2007-09-30: Reporting owner DAVIS BRIAN H; Form 5; Security Employee Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2007-09-30: Reporting owner GILBERT W BARRY; Form 5; Security Employee Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-09-30 | Doody Donald S Officer (VP) | 5 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +35,000 35,000 owned after | $0.53 exercise price | 2007-11-13 | |
| 2007-09-30 | Schlarbaum Jeffrey T Officer (Executive Vice President) | 5 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $0.53 exercise price | 2007-11-13 | |
| 2007-09-30 | DAVIS BRIAN H Officer (CFO) | 5 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +20,000 20,000 owned after | $0.53 exercise price | 2007-11-13 | |
| 2007-09-30 | GILBERT W BARRY Officer (CEO) | 5 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +33,340 33,340 owned after | $0.55 exercise price | 2007-11-13 | |
| 2007-09-04 | ZIMMERMAN JEROLD L Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 4,667 owned after | $0.00 | 2007-09-05 | |
| 2007-08-08 holding as of filing | MARTIN STEPHANIE A Other (Vice President of Supply Chain) | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $1.95 exercise price | 2007-08-08 | ||
| 2007-07-25 | ROWE JAMES C Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 4,667 owned after | $1.55 exercise price | 2007-07-27 | |
| 2007-05-18 | VIGDOR JUSTIN L Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 0 owned after | $0.00 | 2007-05-22 | |
| 2007-05-18 | VIGDOR JUSTIN L Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 1,666 owned after | $0.00 | 2007-05-22 | |
| 2007-04-05 | GILBERT W BARRY Officer (CEO) | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 0 owned after | $0.00 | 2007-04-09 | |
| 2007-02-16 | ROWE JAMES C Director | 4/A | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 0 owned after | $0.00 | 2007-02-22 | |
| 2007-02-16 | ROWE JAMES C Director | 4/A | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 3,333 owned after | $0.00 | 2007-02-22 | |
| 2007-02-16 | ROWE JAMES C Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,666 0 owned after | $0.00 | 2007-02-20 | |
| 2007-02-16 | ROWE JAMES C Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,667 3,333 owned after | $0.00 | 2007-02-20 | |
| 2007-02-09 | ZIMMERMAN JEROLD L Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 1,666 owned after | $0.00 | 2007-02-13 | |
| 2007-01-24 | VIGDOR JUSTIN L Director | 4/A | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.70 exercise price | 2008-01-30 | |
| 2007-01-24 | ZIMMERMAN JEROLD L Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.55 exercise price | 2007-01-26 | |
| 2007-01-24 | VIGDOR JUSTIN L Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.55 exercise price | 2007-01-26 | |
| 2007-01-24 | SASSANO CARL E Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.55 exercise price | 2007-01-26 | |
| 2007-01-24 | ROWE JAMES C Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.55 exercise price | 2007-01-26 | |
| 2007-01-24 | MOULTON EBEN S Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,000 7,000 owned after | $1.55 exercise price | 2007-01-26 |