iCAD INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-08: Reporting owner RAPPAPORT STEVEN N; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-14: Reporting owner SUSSMAN ELLIOT J MD MBA; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-14: Reporting owner HOWARD DR LAWRENCE; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-11-14: Reporting owner Brem Rachel; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-08 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.56 exercise price | 2011-12-09 | |
| 2011-11-14 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.75 exercise price | 2011-11-16 | |
| 2011-11-14 | HOWARD DR LAWRENCE Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.75 exercise price | 2011-11-16 | |
| 2011-11-14 | Brem Rachel Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.75 exercise price | 2011-11-16 | |
| 2011-11-10 | Go Jonathan Officer (Senior VP of R&D) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.63 exercise price | 2011-11-14 | |
| 2011-10-20 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.62 exercise price | 2011-10-21 | |
| 2011-10-20 | Subramaniam Somu Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.62 exercise price | 2011-10-21 | |
| 2011-10-20 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.62 exercise price | 2011-10-21 | |
| 2011-10-20 | Klein Michael S Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.62 exercise price | 2011-10-21 | |
| 2011-10-20 | HOWARD DR LAWRENCE Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.62 exercise price | 2011-10-21 | |
| 2011-10-20 | Ecock Anthony F Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.62 exercise price | 2011-10-21 | |
| 2011-10-20 | Brem Rachel Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $0.62 exercise price | 2011-10-21 | |
| 2011-07-20 | Subramaniam Somu Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.00 exercise price | 2011-07-25 | |
| 2011-07-20 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.00 exercise price | 2011-07-25 | |
| 2011-07-20 | Klein Michael S Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.00 exercise price | 2011-07-25 | |
| 2011-07-20 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.00 exercise price | 2011-07-25 | |
| 2011-07-20 | HOWARD DR LAWRENCE Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.00 exercise price | 2011-07-25 | |
| 2011-07-20 | Ecock Anthony F Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.00 exercise price | 2011-07-25 | |
| 2011-07-20 | Brem Rachel Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.00 exercise price | 2011-07-25 | |
| 2011-07-08 | Stevens Stacey M Officer (Sr VP of Marketing & Strategy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.02 exercise price | 2011-07-11 | |
| 2011-07-08 | Barnes Jeffrey H Officer (EVP Global Commercial Operatio) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.02 exercise price | 2011-07-11 | |
| 2011-07-08 | Ferry Kenneth M Officer (President, CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 350,000 owned after | $1.02 exercise price | 2011-07-11 | |
| 2011-04-26 | Burns Kevin C Officer (Executive VP of Finance, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $1.12 exercise price | 2011-04-28 | |
| 2011-04-20 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.15 exercise price | 2011-04-22 | |
| 2011-04-20 | Subramaniam Somu Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.15 exercise price | 2011-04-22 | |
| 2011-04-20 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.15 exercise price | 2011-04-22 | |
| 2011-04-20 | Klein Michael S Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.15 exercise price | 2011-04-22 | |
| 2011-04-20 | HOWARD DR LAWRENCE Director | 4 | Director Stock OPtion (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.15 exercise price | 2011-04-22 | |
| 2011-04-20 | Ecock Anthony F Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.15 exercise price | 2011-04-22 | |
| 2011-04-20 | Brem Rachel Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.15 exercise price | 2011-04-22 | |
| 2011-03-29 | Stevens Stacey M Officer (Sr. VP of Marketing & Strategy) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.15 exercise price | 2011-03-31 | |
| 2011-03-29 | Go Jonathan Officer (Senior VP of R&D) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.15 exercise price | 2011-03-31 | |
| 2011-03-29 | DEPTULA-HICKS DARLENE M Officer (Exec VP of Finance, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.15 exercise price | 2011-03-31 | |
| 2011-03-29 | Barnes Jeffrey H Officer (Exec VP Global Comm Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.15 exercise price | 2011-03-31 | |
| 2011-03-29 | Ferry Kenneth M Officer (President, CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.15 exercise price | 2011-03-31 | |
| 2011-01-20 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,667 21,667 owned after | $1.42 exercise price | 2011-01-25 | |
| 2011-01-20 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.42 exercise price | 2011-01-24 | |
| 2011-01-20 | HOWARD DR LAWRENCE Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.42 exercise price | 2011-01-24 | |
| 2011-01-20 | Ecock Anthony F Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.42 exercise price | 2011-01-24 | |
| 2011-01-20 | Brem Rachel Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $1.42 exercise price | 2011-01-24 |