iCAD INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-20: Reporting owner Ecock Anthony F; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-20: Reporting owner Brem Rachel; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-20: Reporting owner SUSSMAN ELLIOT J MD MBA; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-10-20: Reporting owner RAPPAPORT STEVEN N; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-20 | Ecock Anthony F Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $2.78 exercise price | 2008-10-22 | |
| 2008-10-20 | Brem Rachel Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,220 9,220 owned after | $2.78 exercise price | 2008-10-22 | |
| 2008-10-20 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,463 10,463 owned after | $2.78 exercise price | 2008-10-22 | |
| 2008-10-20 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,582 11,582 owned after | $2.78 exercise price | 2008-10-22 | |
| 2008-10-20 | HOWARD DR LAWRENCE Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $2.78 exercise price | 2008-10-22 | |
| 2008-09-04 | Stevens Stacey M Officer (Sr. VP of Marketing & Strategy) | 4 | Employee Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 135,000 owned after | $1.98 exercise price | 2008-09-05 | |
| 2008-08-28 | Ferry Kenneth M Director, Officer (President, CEO) | 4 | Employee Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,300 750,000 owned after | $1.59 exercise price | 2008-08-29 | |
| 2008-08-27 | Ferry Kenneth M Director, Officer (President, CEO) | 4 | Employee Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,700 788,300 owned after | $1.59 exercise price | 2008-08-29 | |
| 2008-07-21 | Ecock Anthony F Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $2.90 exercise price | 2008-07-23 | |
| 2008-07-21 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,004 12,004 owned after | $2.90 exercise price | 2008-07-23 | |
| 2008-07-21 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,065 13,065 owned after | $2.90 exercise price | 2008-07-23 | |
| 2008-07-21 | Brem Rachel Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,297 11,297 owned after | $2.90 exercise price | 2008-07-23 | |
| 2008-07-21 | HOWARD DR LAWRENCE Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $2.90 exercise price | 2008-07-23 | |
| 2008-05-08 | Ecock Anthony F Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.33 exercise price | 2008-05-12 | |
| 2008-04-21 | HARLAN JAMES Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,319 10,319 owned after | $2.73 exercise price | 2008-04-23 | |
| 2008-04-21 | Brem Rachel Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,813 9,813 owned after | $2.73 exercise price | 2008-04-23 | |
| 2008-04-21 | HOWARD DR LAWRENCE Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $2.73 exercise price | 2008-04-23 | |
| 2008-04-21 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,571 10,571 owned after | $2.73 exercise price | 2008-04-23 | |
| 2008-04-21 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,214 12,214 owned after | $2.73 exercise price | 2008-04-23 | |
| 2008-01-24 | SALLAM MAHA Director | 4 | Employee Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $2.02 exercise price | 2008-04-23 | |
| 2008-01-22 | Brem Rachel Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,040 12,040 owned after | $2.00 exercise price | 2008-01-24 | |
| 2008-01-22 | HARLAN JAMES Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,731 12,731 owned after | $2.00 exercise price | 2008-01-24 | |
| 2008-01-22 | HOWARD ROBERT Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,264 1,264 owned after | $2.00 exercise price | 2008-01-24 | |
| 2008-01-22 | HOWARD DR LAWRENCE Director | 4 | Director Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $2.00 exercise price | 2008-01-24 | |
| 2008-01-22 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,422 13,422 owned after | $2.00 exercise price | 2008-01-24 | |
| 2008-01-22 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $2.00 exercise price | 2008-01-24 |