iCAD INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-10-22: Reporting owner SUSSMAN ELLIOT J MD MBA; Form 4; Security Director Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-22: Reporting owner HOWARD DR LAWRENCE; Form 4; Security Director Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-22: Reporting owner RAPPAPORT STEVEN N; Form 4; Security Director Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-22: Reporting owner HOWARD ROBERT; Form 4; Security Director Stock Options (Right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-10-22 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,325 9,325 owned after | $2.91 exercise price | 2007-10-24 | |
| 2007-10-22 | HOWARD DR LAWRENCE Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $2.91 exercise price | 2007-10-24 | |
| 2007-10-22 | RAPPAPORT STEVEN N Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $2.91 exercise price | 2007-10-24 | |
| 2007-10-22 | HOWARD ROBERT Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $2.91 exercise price | 2007-10-24 | |
| 2007-10-22 | HARLAN JAMES Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,254 10,254 owned after | $2.91 exercise price | 2007-10-24 | |
| 2007-10-22 | Brem Rachel Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,860 8,860 owned after | $2.91 exercise price | 2007-10-24 | |
| 2007-07-20 | HOWARD DR LAWRENCE Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $3.90 exercise price | 2007-07-24 | |
| 2007-07-20 | HOWARD ROBERT Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $3.90 exercise price | 2007-07-24 | |
| 2007-07-20 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,683 7,683 owned after | $3.90 exercise price | 2007-07-24 | |
| 2007-07-20 | HARLAN JAMES Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,854 7,854 owned after | $3.90 exercise price | 2007-07-24 | |
| 2007-07-20 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $3.90 exercise price | 2007-07-24 | |
| 2007-07-20 | Brem Rachel Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,854 7,854 owned after | $3.90 exercise price | 2007-07-24 | |
| 2007-07-18 | DEPTULA-HICKS DARLENE M Officer (Executive VP of Finance, CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.89 exercise price | 2007-07-20 | |
| 2007-07-18 | Go Jonathan Officer (Sr. VP of R&D) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.89 exercise price | 2007-07-20 | |
| 2007-07-18 | Ferry Kenneth M Director, Officer (President, CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.89 exercise price | 2007-07-20 | |
| 2007-07-18 | Barnes Jeffrey H Officer (Executive VP of Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.89 exercise price | 2007-07-20 | |
| 2007-07-18 | Stevens Stacey M Officer (Executive VP of Marketing & St) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.89 exercise price | 2007-07-20 | |
| 2007-04-20 | RAPPAPORT STEVEN N Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $3.50 exercise price | 2007-05-07 | |
| 2007-04-20 | HARLAN JAMES Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,877 9,877 owned after | $3.50 exercise price | 2007-05-07 | |
| 2007-04-20 | FARLEY GEORGE P Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $3.50 exercise price | 2007-05-07 | |
| 2007-04-20 | Brem Rachel Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,111 9,111 owned after | $3.50 exercise price | 2007-05-07 | |
| 2007-04-20 | HOWARD DR LAWRENCE Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $3.50 exercise price | 2007-05-07 | |
| 2007-04-20 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,068 10,068 owned after | $3.50 exercise price | 2007-05-07 | |
| 2007-04-20 | HOWARD ROBERT Director, 10% Owner | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,750 3,750 owned after | $3.50 exercise price | 2007-05-07 |