Howard Bancorp Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-10-07: Reporting owner Hartson Robert J.; Form 4; Security Options to Purchase Common Stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2016-10-07: Reporting owner Hartson Robert J.; Form 4; Security Options to Purchase Common Stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2016-10-07: Reporting owner Arnold Richard G.; Form 4; Security Options to Purchase Common Stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2016-04-12: Reporting owner Hartson Robert J.; Form 4; Security Options to Purchase Common Stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-10-07 | Hartson Robert J. Director | 4 | Options to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +400 0 owned after | $13.25 exercise price | 2016-10-07 | |
| 2016-10-07 | Hartson Robert J. Director | 4 | Options to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +420 0 owned after | $11.00 exercise price | 2016-10-07 | |
| 2016-10-07 | Arnold Richard G. Director | 4 | Options to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +460 0 owned after | $13.25 exercise price | 2016-10-07 | |
| 2016-04-12 | Hartson Robert J. Director | 4 | Options to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +340 0 owned after | $11.00 exercise price | 2016-04-12 | |
| 2016-04-12 | Hartson Robert J. Director | 4 | Options to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +500 0 owned after | $11.00 exercise price | 2016-04-12 |