Howard Bancorp Inc Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows, 31 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-29: Reporting owner Meyers Robert N.; Form 4; Security Warrants to Purchase Common Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-08-29: Reporting owner Meyers Robert N.; Form 4; Security Warrant to Purcahse Common Stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2014-08-28: Reporting owner Hartson Robert J.; Form 4; Security Warrants to Purchase Common Stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2014-08-28: Reporting owner Hartson Robert J.; Form 4; Security Warrants to Purchse Common Stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-29 | Meyers Robert N. Director | 4 | Warrants to Purchase Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,750 6,324 owned after | $10.00 exercise price | 2014-08-29 | |
| 2014-08-29 | Meyers Robert N. Director | 4 | Warrant to Purcahse Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −6,324 0 owned after | $10.00 | 2014-08-29 | |
| 2014-08-28 | Hartson Robert J. Director | 4 | Warrants to Purchase Common Stock Derivative · Direct · (m) | X Exercise of in-the-money or at-the-money derivative security | −6,324 0 owned after | $10.00 exercise price | 2014-08-29 | |
| 2014-08-28 | Hartson Robert J. Director | 4 | Warrants to Purchse Common Stock Derivative · Indirect · (m) | X Exercise of in-the-money or at-the-money derivative security | −2,500 0 owned after | $10.00 exercise price | 2014-08-29 | |
| 2014-08-27 | Smith Robert W. Jr. Director | 4 | Warrants to purchase common stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,574 2,574 owned after | $10.00 exercise price | 2014-08-28 | |
| 2014-08-27 | Smith Robert W. Jr. Director | 4 | Warrants to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,574 0 owned after | $10.00 exercise price | 2014-08-28 | |
| 2014-08-27 | Pettingill Richard H. Director | 4 | Warrants to purchase common stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,574 0 owned after | $10.00 exercise price | 2014-08-28 | |
| 2014-08-26 | Schwabe Charles E. Officer (EVP/COO) | 4 | Warrants tp Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,576 0 owned after | $10.00 exercise price | 2014-08-26 | |
| 2014-08-19 | Arnold Richard G. Director | 4 | Warrants to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,574 0 owned after | $10.00 exercise price | 2014-08-20 | |
| 2014-08-19 | Smith Robert W. Jr. Director | 4 | Warrant to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +2,576 0 owned after | $10.00 exercise price | 2014-08-19 | |
| 2014-08-15 | Smith Robert W. Jr. Director | 4 | Warrant to purchase common stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +2,576 2,576 owned after | $10.00 exercise price | 2014-08-19 | |
| 2014-08-15 | Sachs Steven W. Director | 4 | Warrant to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −2,574 0 owned after | $10.00 exercise price | 2014-08-18 | |
| 2014-08-15 | Brown Paul G. Officer (EVP-CLO) | 4 | Warrant to purchase common stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,576 0 owned after | $10.00 exercise price | 2014-08-18 | |
| 2014-08-13 | Latta Paul I. Jr. Director | 4 | Warrant to purchase common stock Derivative · Direct | O Exercise of out-of-the-money derivative security | −2,500 0 owned after | $10.00 exercise price | 2014-08-13 | |
| 2014-08-12 | CLARK ANDREW E Director | 4 | Warrants to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −74 0 owned after | $10.00 exercise price | 2014-08-12 | |
| 2014-08-11 | Coffman George C. Officer (EVP/CFO) | 4 | Warrants to purchase common stock Derivative · Direct | O Exercise of out-of-the-money derivative security | +76 0 owned after | $10.00 exercise price | 2014-08-11 | |
| 2014-07-29 | Scully Mary Ann Director, Officer (Chmn, CEO & President) | 4 | Warrants to Purchase Common Stock Derivative · Direct | O Exercise of out-of-the-money derivative security | −7,500 0 owned after | $10.00 exercise price | 2014-07-31 | |
| 2014-07-07 | Lundeen Kenneth C. Director | 4 | Warrants to purchase common stock Derivative · Direct | O Exercise of out-of-the-money derivative security | −6,322 0 owned after | $10.00 exercise price | 2014-07-09 | |
| 2012-05-24 holding as of filing | Meyers Robert N. Director | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-24 holding as of filing | Pettingill Richard H. Director | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-24 holding as of filing | Sachs Steven W. Director | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-24 holding as of filing | Hartson Robert J. Director | 3 | Warrants to purchase common stock Derivative · Direct · (m) | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-24 holding as of filing | Hartson Robert J. Director | 3 | Warrants to purchase common stock Derivative · Indirect · (m) | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-24 holding as of filing | Lundeen Kenneth C. Director | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-24 holding as of filing | Latta Paul I. Jr. Director | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-24 holding as of filing | Brown Paul G. Officer (Executive Vice President) | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-24 holding as of filing | CLARK ANDREW E Director | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-24 holding as of filing | Schwabe Charles E. Officer (Executive VP and Secretary) | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-24 holding as of filing | Scully Mary Ann Director, Officer (Chmn., Pres. CEO, CRO) | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-24 | ||
| 2012-05-23 holding as of filing | Arnold Richard G. Director | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-23 | ||
| 2012-05-23 holding as of filing | Coffman George C. Officer (Executive VP, CFO & Treasurer) | 3 | Warrants to purchase common stock Derivative · Direct | Holding | $10.00 exercise price | 2012-05-23 |