Howard Bancorp Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-09-16: Reporting owner Latta Paul I. Jr.; Form 4; Security Options to Purchase Common Stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2019-06-27: Reporting owner Latta Paul I. Jr.; Form 4; Security Options to purchase common stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2019-04-09: Reporting owner Arnold Richard G.; Form 4; Security Options to purchase common stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
- 2019-04-09: Reporting owner Arnold Richard G.; Form 4; Security Options to purchase common stock; Transaction X Exercise of in-the-money or at-the-money derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-09-16 | Latta Paul I. Jr. Director | 4 | Options to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,269 0 owned after | $8.50 exercise price | 2019-09-16 | |
| 2019-06-27 | Latta Paul I. Jr. Director | 4 | Options to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,888 0 owned after | $7.65 exercise price | 2019-06-27 | |
| 2019-04-09 | Arnold Richard G. Director | 4 | Options to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −644 0 owned after | $7.65 exercise price | 2019-04-09 | |
| 2019-04-09 | Arnold Richard G. Director | 4 | Options to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,063 0 owned after | $8.50 exercise price | 2019-04-09 | |
| 2019-03-29 | Arnold Richard G. Director | 4 | Options to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,202 0 owned after | $8.50 exercise price | 2019-03-29 | |
| 2019-03-29 | Latta Paul I. Jr. Director | 4 | Options to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,547 0 owned after | $8.50 exercise price | 2019-03-29 | |
| 2019-02-01 | Lundeen Kenneth C. Director | 4 | Options to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +1,493 0 owned after | $8.50 exercise price | 2019-02-04 | |
| 2019-02-01 | Lundeen Kenneth C. Director | 4 | Options to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +758 0 owned after | $7.65 exercise price | 2019-02-04 | |
| 2019-02-01 | Lundeen Kenneth C. Director | 4 | Options to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +1,154 0 owned after | $8.50 exercise price | 2019-02-04 | |
| 2019-01-10 | Poynot Steven Officer (EVP-CIO) | 4 | Options to purchase common stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,000 0 owned after | $10.10 exercise price | 2019-01-10 |