HOLOGIC INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 57 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-08: Reporting owner MERKSAMER SAMUEL J.; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-08: Reporting owner CHRISTODORO JONATHAN; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-04: Reporting owner MACMILLAN STEPHEN P; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-12-04: Reporting owner MACMILLAN STEPHEN P; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-08 | MERKSAMER SAMUEL J. Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,669 2,592 owned after | no price filed | 2015-12-10 | |
| 2015-12-08 | CHRISTODORO JONATHAN Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,669 2,592 owned after | no price filed | 2015-12-10 | |
| 2015-12-04 | MACMILLAN STEPHEN P Director, Officer (Chairman, President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,628 39,256 owned after | no price filed | 2015-12-08 | |
| 2015-12-04 | MACMILLAN STEPHEN P Director, Officer (Chairman, President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,040 56,079 owned after | no price filed | 2015-12-08 | |
| 2015-11-18 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,166 2,331 owned after | no price filed | 2015-11-20 | |
| 2015-11-18 | Oberton Karleen Marie Officer (Corp. VP & Chief Acctg Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,515 3,030 owned after | no price filed | 2015-11-20 | |
| 2015-11-14 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,794 1,794 owned after | no price filed | 2015-11-17 | |
| 2015-11-09 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,012 0 owned after | $0.00 | 2015-11-12 | |
| 2015-11-06 | Egstrand Claus Officer (SVP and GM, International) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,934 11,804 owned after | $0.00 | 2015-11-09 | |
| 2015-11-06 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,907 5,723 owned after | $0.00 | 2015-11-09 | |
| 2015-11-06 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,859 5,580 owned after | $0.00 | 2015-11-09 | |
| 2015-11-06 | Compton Eric B. Officer (COO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,636 10,909 owned after | $0.00 | 2015-11-09 | |
| 2015-11-06 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,576 10,731 owned after | $0.00 | 2015-11-09 | |
| 2015-11-06 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,013 3,040 owned after | $0.00 | 2015-11-09 | |
| 2015-11-06 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,347 52,044 owned after | $0.00 | 2015-11-09 | |
| 2015-11-05 | Egstrand Claus Officer (SVP and GM, International) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,322 10,322 owned after | $0.00 | 2015-11-09 | |
| 2015-11-05 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,256 6,256 owned after | $0.00 | 2015-11-09 | |
| 2015-11-05 | West Thomas A. Officer (Div President & GM, Diagnostic) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,256 6,256 owned after | $0.00 | 2015-11-09 | |
| 2015-11-05 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,346 2,346 owned after | $0.00 | 2015-11-09 | |
| 2015-11-05 | Compton Eric B. Officer (COO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,384 9,384 owned after | $0.00 | 2015-11-09 | |
| 2015-11-05 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,010 10,010 owned after | $0.00 | 2015-11-09 | |
| 2015-11-05 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,658 2,658 owned after | $0.00 | 2015-11-09 | |
| 2015-11-05 | Griffin John M. Officer (General Counsel) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,507 7,507 owned after | $0.00 | 2015-11-09 | |
| 2015-11-05 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,357 45,357 owned after | $0.00 | 2015-11-09 | |
| 2015-10-03 | West Thomas A. Officer (Div President & GM, Diagnostic) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,063 12,190 owned after | $0.00 | 2015-10-06 | |
| 2015-06-17 | ULLIAN ELAINE Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +401 401 owned after | $0.00 | 2015-06-19 | |
| 2015-05-26 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,411 10,233 owned after | $0.00 | 2015-05-28 | |
| 2015-05-26 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,346 22,041 owned after | $0.00 | 2015-05-28 | |
| 2015-05-26 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −524 1,575 owned after | $0.00 | 2015-05-28 | |
| 2015-04-14 | Compton Eric B. Officer (COO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,188 12,566 owned after | $0.00 | 2015-04-16 | |
| 2015-04-14 | Egstrand Claus Officer (SVP and GM, International) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,795 5,385 owned after | $0.00 | 2015-04-16 | |
| 2015-02-24 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Performance Stock Unit Award ((MP) Right to Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,221 0 owned after | $0.00 | 2015-02-26 | |
| 2015-02-02 | Griffin John M. Officer (General Counsel) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,132 4,132 owned after | $0.00 | 2015-02-03 | |
| 2015-02-02 | Griffin John M. Officer (General Counsel) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,371 5,371 owned after | $0.00 | 2015-02-03 | |
| 2015-02-02 | Griffin John M. Officer (General Counsel) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,264 8,264 owned after | $0.00 | 2015-02-03 | |
| 2015-02-02 | Griffin John M. Officer (General Counsel) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,743 10,743 owned after | $0.00 | 2015-02-03 | |
| 2015-01-27 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Performance Stock Unit Award ((MP) Right to Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,221 43,221 owned after | $0.00 | 2015-01-29 | |
| 2015-01-01 | LAVANCE DAVID R JR Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,207 4,207 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | LAVANCE DAVID R JR Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,033 0 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | ULLIAN ELAINE Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,272 3,272 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | ULLIAN ELAINE Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,914 0 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | CRAWFORD SALLY Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,914 0 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | CRAWFORD SALLY Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,272 3,272 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Stamoulis Christiana Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,272 3,272 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Stamoulis Christiana Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,914 0 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Levy Lawrence M Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,272 3,272 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | Levy Lawrence M Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,914 0 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | CHRISTODORO JONATHAN Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,272 3,272 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | CHRISTODORO JONATHAN Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,914 0 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | GARRETT SCOTT T Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,272 3,272 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | GARRETT SCOTT T Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,914 0 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | MERKSAMER SAMUEL J. Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,272 3,272 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | MERKSAMER SAMUEL J. Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,914 0 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | LEAMING NANCY Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,272 3,272 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | LEAMING NANCY Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,914 0 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | WILSON WAYNE Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,272 3,272 owned after | $0.00 | 2015-01-05 | |
| 2015-01-01 | WILSON WAYNE Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,914 0 owned after | $0.00 | 2015-01-05 |