HOLOGIC INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 53 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-08: Reporting owner CHRISTODORO JONATHAN; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-08: Reporting owner MERKSAMER SAMUEL J.; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-05: Reporting owner MACMILLAN STEPHEN P; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-05: Reporting owner MACMILLAN STEPHEN P; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-08 | CHRISTODORO JONATHAN Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,590 5,261 owned after | $0.00 | 2014-12-10 | |
| 2014-12-08 | MERKSAMER SAMUEL J. Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,590 5,261 owned after | $0.00 | 2014-12-10 | |
| 2014-12-05 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,627 58,884 owned after | $0.00 | 2014-12-09 | |
| 2014-12-05 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,039 84,119 owned after | $0.00 | 2014-12-09 | |
| 2014-11-18 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,515 4,545 owned after | $0.00 | 2014-11-19 | |
| 2014-11-18 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,165 3,497 owned after | $0.00 | 2014-11-19 | |
| 2014-11-18 | Casey Mark J Officer (SVP, CAO, GC & Secretary) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,350 10,053 owned after | $0.00 | 2014-11-19 | |
| 2014-11-14 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,794 3,588 owned after | $0.00 | 2014-11-18 | |
| 2014-11-10 | Mills Roger D. Officer (GSVP & GM Service & Operations) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-10 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,858 0 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +69,391 69,391 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +138,782 138,782 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | Compton Eric B. Officer (COO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,545 14,545 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | Compton Eric B. Officer (COO) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,091 29,091 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | Egstrand Claus Officer (SVP and GM, International) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,738 15,738 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | Egstrand Claus Officer (SVP and GM, International) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,476 31,476 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,307 14,307 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,615 28,615 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,630 7,630 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,261 15,261 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,053 4,053 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,107 8,107 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | Mills Roger D. Officer (GSVP & GM Service & Operations) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 1,390 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | Mills Roger D. Officer (GSVP & GM Service & Operations) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,676 6,676 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,011 2,012 owned after | $0.00 | 2014-11-12 | |
| 2014-11-07 | Oberton Karleen Marie Officer (Corp. VP and Controller) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,439 7,439 owned after | $0.00 | 2014-11-12 | |
| 2014-10-03 | West Thomas A. Officer (Div President & GM, Diagnostic) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,253 16,253 owned after | $0.00 | 2014-10-07 | |
| 2014-08-06 | Hastie Rohan Officer (Group SVP & GM Diagnostics) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,272 2,545 owned after | $0.00 | 2014-08-07 | |
| 2014-07-08 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Performance Stock Unit Award ((MP) Right to Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,220 86,442 owned after | $0.00 | 2014-08-05 | |
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | Holding | no price filed | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | Holding | no price filed | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | Holding | no price filed | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | Holding | no price filed | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | Holding | no price filed | 2014-06-26 | ||
| 2014-06-26 holding as of filing | Oberton Karleen Marie Officer (Corp. VP, Finance & Acconting) | 3 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | Holding | no price filed | 2014-06-26 | ||
| 2014-05-26 | Valenti Peter J. III Officer (Division Pres., Breast Health) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,644 13,644 owned after | $0.00 | 2014-05-27 | |
| 2014-05-26 | McMahon Robert W. Officer (Chief Financial Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,387 29,387 owned after | $0.00 | 2014-05-27 | |
| 2014-04-14 | Compton Eric B. Officer (COO) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,902 35,902 owned after | $0.00 | 2014-04-17 | |
| 2014-04-14 | Compton Eric B. Officer (COO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,754 16,754 owned after | $0.00 | 2014-04-17 | |
| 2014-04-14 | Egstrand Claus Officer (SVP and GM, International) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,180 7,180 owned after | $0.00 | 2014-04-16 | |
| 2014-04-14 | Egstrand Claus Officer (SVP and GM, International) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,180 7,180 owned after | $0.00 | 2014-04-16 | |
| 2014-03-01 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +237,500 237,500 owned after | $0.00 | 2014-03-04 | |
| 2014-01-21 | Hastie Rohan Officer (Group SVP & GM Diagnostics) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −538 1,616 owned after | $0.00 | 2014-02-10 | |
| 2014-01-01 | GARRETT SCOTT T Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,914 3,914 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Levy Lawrence M Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,914 3,914 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | Stamoulis Christiana Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,914 3,914 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | LAVANCE DAVID R JR Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,033 5,033 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | WILSON WAYNE Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,914 3,914 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | MERKSAMER SAMUEL J. Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,914 3,914 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | CRAWFORD SALLY Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,914 3,914 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | ULLIAN ELAINE Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,914 3,914 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | CHRISTODORO JONATHAN Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,914 3,914 owned after | $0.00 | 2014-01-03 | |
| 2014-01-01 | LEAMING NANCY Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,914 3,914 owned after | $0.00 | 2014-01-03 |