HOLOGIC INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 57 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-08: Reporting owner MERKSAMER SAMUEL J.; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-08: Reporting owner CHRISTODORO JONATHAN; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-06: Reporting owner MACMILLAN STEPHEN P; Form 4; Security Restricted Stock Unit Award (Right To Receive); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-12-06: Reporting owner MACMILLAN STEPHEN P; Form 4; Security Performance Stock Unit Award (Right to Receive); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-08 | MERKSAMER SAMUEL J. Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,851 7,851 owned after | $0.00 | 2013-12-10 | |
| 2013-12-08 | CHRISTODORO JONATHAN Director | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,851 7,851 owned after | $0.00 | 2013-12-10 | |
| 2013-12-06 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +78,511 78,511 owned after | $0.00 | 2013-12-10 | |
| 2013-12-06 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +157,021 157,021 owned after | $0.00 | 2013-12-10 | |
| 2013-12-06 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,158 112,158 owned after | $0.00 | 2013-12-10 | |
| 2013-12-06 | MACMILLAN STEPHEN P Director, Officer (President and CEO) | 4 | Performance Stock Unit Award ((MP) Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +129,662 129,662 owned after | $0.00 | 2013-12-10 | |
| 2013-11-18 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,662 4,662 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | STEIN JAY A Officer (Chief Technical Officer) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,662 4,662 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | LAVALLEE ROBERT H Officer (SVP, Chief Accounting Officer) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,266 11,266 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | LAVALLEE ROBERT H Officer (SVP, Chief Accounting Officer) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,266 11,266 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | Brady David J Officer (SVP, Human Resources) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,655 11,655 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | Brady David J Officer (SVP, Human Resources) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,655 11,655 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | Mills Roger D. Officer (GVP & GM, Service & Operations) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,820 12,820 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | Mills Roger D. Officer (GVP & GM, Service & Operations) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,641 25,641 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,820 12,820 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,641 25,641 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | Harding David Officer (Group VP & GM, Women's Health) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,568 14,568 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | Harding David Officer (Group VP & GM, Women's Health) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,137 29,137 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,403 13,403 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | Casey Mark J Officer (SVP, CAO & General Counsel) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,806 26,806 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,860 14,860 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | MUIR GLENN P Officer (Executive VP and CFO) | 4 | Performance Stock Unit Award (Right to Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,720 29,720 owned after | $0.00 | 2013-11-20 | |
| 2013-11-18 | CUMMING JOHN W Officer (President and CEO) | 4 | Restricted Stock Unit Award (Right To Receive) Derivative · Indirect · By Spouse | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,496 3,496 owned after | $0.00 | 2013-11-20 | |
| 2013-11-14 | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,202 6,609 owned after | $0.00 | 2013-11-18 | |
| 2013-11-14 | Mills Roger D. Officer (GVP & GM, Service & Operations) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,895 8,686 owned after | $0.00 | 2013-11-18 | |
| 2013-11-14 | CUMMING JOHN W Officer (President and CEO) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,202 6,609 owned after | $0.00 | 2013-11-18 | |
| 2013-11-14 | CUMMING JOHN W Officer (President and CEO) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,258 3,777 owned after | $0.00 | 2013-11-18 | |
| 2013-11-11 | CUMMING JOHN W Officer (President and CEO) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,111 0 owned after | $0.00 | 2013-11-12 | |
| 2013-11-11 | CUMMING JOHN W Officer (President and CEO) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,428 0 owned after | $0.00 | 2013-11-12 | |
| 2013-11-11 | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,031 0 owned after | $0.00 | 2013-11-12 | |
| 2013-11-11 | Mills Roger D. Officer (SVP & GM, Service & Operations) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,389 0 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | CUMMING JOHN W Officer (President and CEO) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,694 2,694 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | CUMMING JOHN W Officer (President and CEO) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,463 2,926 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | CUMMING JOHN W Officer (President and CEO) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,337 1,338 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,902 3,803 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,043 2,044 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | Mills Roger D. Officer (SVP & GM, Service & Operations) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,390 2,779 owned after | $0.00 | 2013-11-12 | |
| 2013-11-08 | Mills Roger D. Officer (SVP & GM, Service & Operations) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,375 1,375 owned after | $0.00 | 2013-11-12 | |
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | Holding | no price filed | 2013-09-30 | ||
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | Holding | no price filed | 2013-09-30 | ||
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | Holding | no price filed | 2013-09-30 | ||
| 2013-09-30 holding as of filing | Mills Roger D. Officer (SVP & GM, Service & Operations) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | Holding | no price filed | 2013-09-30 | ||
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | Holding | no price filed | 2013-08-13 | ||
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | Holding | no price filed | 2013-08-13 | ||
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | Holding | no price filed | 2013-08-13 | ||
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | Holding | no price filed | 2013-08-13 | ||
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | Holding | no price filed | 2013-08-13 | ||
| 2013-08-13 holding as of filing | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | Holding | no price filed | 2013-08-13 | ||
| 2013-08-07 | CUMMING JOHN W Officer (President and CEO) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +41,592 41,592 owned after | $0.00 | 2013-08-08 | |
| 2013-08-06 | Hastie Rohan Officer (Group VP & GM, Diagnostics) | 4 | Restricted Stock Unit Award (right To Receive) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,272 3,817 owned after | $0.00 | 2013-08-13 | |
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct · (m) | Holding | $19.97 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct · (m) | Holding | $19.97 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Direct · (m) | Holding | $19.97 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Indirect · (m) | Holding | $19.97 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Indirect · (m) | Holding | $19.97 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Indirect · (m) | Holding | $19.97 exercise price | 2013-07-26 | ||
| 2013-07-26 holding as of filing | CUMMING JOHN W Officer (President and CEO) | 3 | Restricted Stock Unit Award (right To Receive) Derivative · Indirect · (m) | Holding | $19.97 exercise price | 2013-07-26 |