HIPCRICKET, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 35 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-29: Reporting owner Braiker Ivan; Form 4; Security Stock options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-29: Reporting owner Harber Michael Eric; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-29: Reporting owner Rapp Phillip Charles Jr; Form 4; Security Stock options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-29: Reporting owner ARENA PAUL R; Form 4; Security Stock options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-29 | Braiker Ivan Director, Officer (President) | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.15 exercise price | 2012-02-03 | |
| 2011-12-29 | Harber Michael Eric Officer (Chief Operating Officer) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +285,000 285,000 owned after | $2.15 exercise price | 2012-02-03 | |
| 2011-12-29 | Rapp Phillip Charles Jr Officer (EVP of Strategic Planning) | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +67,500 67,500 owned after | $2.15 exercise price | 2012-02-02 | |
| 2011-12-29 | ARENA PAUL R Director, Officer (Chief Executive Officer) | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +425,000 425,000 owned after | $2.15 exercise price | 2012-02-02 | |
| 2011-12-29 | Virgin Thomas J. Officer (Chief Financial Officer) | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +240,000 240,000 owned after | $2.15 exercise price | 2012-02-02 | |
| 2011-12-01 holding as of filing | Purcell Ernest William Director | 3 | Stock Options Derivative · Direct | Holding | $2.69 exercise price | 2011-12-01 | ||
| 2011-11-30 | Wilson Todd E. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $1.69 exercise price | 2011-12-06 | |
| 2011-11-30 | Stout Donald E. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $1.69 exercise price | 2011-12-06 | |
| 2011-11-30 | Devlin John Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $1.69 exercise price | 2011-12-06 | |
| 2011-11-30 | Purcell Ernest William Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $1.69 exercise price | 2011-12-06 | |
| 2011-10-14 holding as of filing | Virgin Thomas J. Officer (Chief Financial Officer) | 3 | Stock options Derivative · Direct | Holding | $3.10 exercise price | 2011-10-14 | ||
| 2011-10-14 holding as of filing | Virgin Thomas J. Officer (Chief Financial Officer) | 3 | Stock options Derivative · Direct | Holding | $3.04 exercise price | 2011-10-14 | ||
| 2011-09-01 holding as of filing | Harber Michael Eric Officer (Chief Operating Officer) | 3 | Stock options Derivative · Direct | Holding | $3.04 exercise price | 2011-09-01 | ||
| 2011-09-01 holding as of filing | Braiker Ivan Director, Officer (President) | 3 | Stock options Derivative · Direct | Holding | $3.04 exercise price | 2011-09-01 | ||
| 2011-08-31 | Stout Donald E. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.12 exercise price | 2011-09-30 | |
| 2011-08-31 | Stout Donald E. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.12 exercise price | 2011-09-19 | |
| 2011-08-31 | MEYERS SHELLY J. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.12 exercise price | 2011-09-07 | |
| 2011-08-31 | Reese David Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.12 exercise price | 2011-09-06 | |
| 2011-08-31 | Wilson Todd E. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.12 exercise price | 2011-09-06 | |
| 2011-08-31 | Devlin John Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.12 exercise price | 2011-09-06 | |
| 2011-08-22 holding as of filing | JORDAN EDWARD B Officer (Chief Financial Officer) | 3/A | Stock Options Derivative · Direct | Holding | $3.63 exercise price | 2011-08-22 | ||
| 2011-08-03 holding as of filing | JORDAN EDWARD B Officer (Chief Financial Officer) | 3 | Stock options Derivative · Direct | Holding | $3.63 exercise price | 2011-08-03 | ||
| 2011-05-31 | Reese David Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.70 exercise price | 2011-07-26 | |
| 2011-05-31 | Stout Donald E. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.70 exercise price | 2011-07-26 | |
| 2011-05-31 | Devlin John Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.70 exercise price | 2011-07-26 | |
| 2011-05-31 | MEYERS SHELLY J. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.70 exercise price | 2011-07-26 | |
| 2011-05-31 | Wilson Todd E. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.70 exercise price | 2011-06-01 | |
| 2011-02-28 | Devlin John Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.90 exercise price | 2011-03-04 | |
| 2011-02-28 | MEYERS SHELLY J. Director | 4 | Stock options Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.90 exercise price | 2011-03-04 | |
| 2011-02-28 | Wilson Todd E. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.90 exercise price | 2011-03-01 | |
| 2011-02-28 | Reese David Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.90 exercise price | 2011-03-01 | |
| 2011-02-28 | Stout Donald E. Director | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $3.90 exercise price | 2011-03-01 | |
| 2011-02-17 holding as of filing | Stout Donald E. Director | 3 | Stock options Derivative · Direct | Holding | $2.85 exercise price | 2011-02-17 | ||
| 2011-02-17 holding as of filing | Reese David Director | 3 | Stock options Derivative · Direct | Holding | $2.85 exercise price | 2011-02-17 | ||
| 2011-01-04 | Rapp Phillip Charles Jr Officer (Chief Operating Officer) | 4 | Stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.00 exercise price | 2011-03-07 |