HIPCRICKET, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows, 20 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-06-25: Reporting owner BROCHU MICHAEL A; Form 3; Security Warrant; Transaction Holding.
- 2013-02-05: Reporting owner Minicola Roberta (Robbee) Lynn; Form 3; Security Warrant; Transaction Holding.
- 2012-10-01: Reporting owner ARENA PAUL R; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-09-10: Reporting owner HUSSEY ROBERT F; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-06-25 holding as of filing | BROCHU MICHAEL A Director | 3 | Warrant Derivative · Direct | Holding | $0.39 exercise price | 2013-06-25 | ||
| 2013-02-05 holding as of filing | Minicola Roberta (Robbee) Lynn Director | 3 | Warrant Derivative · Direct | Holding | $0.53 exercise price | 2013-02-05 | ||
| 2012-10-01 | ARENA PAUL R Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.50 exercise price | 2012-10-05 | |
| 2012-09-10 | HUSSEY ROBERT F Director | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.20 exercise price | 2012-09-14 | |
| 2012-07-11 holding as of filing | HUSSEY ROBERT F Officer (Chief Operating Officer) | 3/A | Warrant Derivative · Direct | Holding | $2.20 exercise price | 2012-07-11 | ||
| 2012-06-27 holding as of filing | HUSSEY ROBERT F Officer (Chief Operating Officer) | 3 | Warrant Derivative · Direct | Holding | $2.20 exercise price | 2012-06-27 | ||
| 2011-12-29 | Devlin John Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.15 exercise price | 2012-02-08 | |
| 2011-12-29 | Wilson Todd E. Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.15 exercise price | 2012-02-03 | |
| 2011-12-29 | Stout Donald E. Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.15 exercise price | 2012-02-03 | |
| 2011-12-01 holding as of filing | Purcell Ernest William Director | 3 | Warrants Derivative · Direct | Holding | $3.00 exercise price | 2011-12-01 | ||
| 2011-12-01 holding as of filing | Purcell Ernest William Director | 3 | Warrants Derivative · Direct | Holding | $3.00 exercise price | 2011-12-01 | ||
| 2011-07-28 holding as of filing | Crawford James Director | 3 | Augt Warrants Derivative · Direct | Holding | $1.00 exercise price | 2011-07-28 | ||
| 2011-02-14 | Stout Donald E. Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,750 8,750 owned after | $4.00 exercise price | 2014-04-03 | |
| 2011-01-25 | Devlin John Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.75 exercise price | 2011-03-04 | |
| 2011-01-10 | Rapp Phillip Charles Jr Officer (Chief Operating Officer) | 4 | Warrants Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −50,000 50,000 owned after | $1.00 exercise price | 2011-01-18 | |
| 2010-11-30 | Devlin John Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +152,361 152,361 owned after | $2.44 exercise price | 2011-03-04 | |
| 2010-08-09 | Devlin John Director | 4 | Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +6,250 6,250 owned after | $1.00 | 2012-02-08 | |
| 2010-07-01 | Devlin John Director | 4 | Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +228,541 228,541 owned after | $1.00 exercise price | 2011-03-04 | |
| 2010-06-21 holding as of filing | ARENA PAUL R Director, Officer (CEO & PFO) | 3 | Warrants Derivative · Direct | Holding | $1.25 exercise price | 2010-06-21 | ||
| 2010-06-17 | MEYERS SHELLY J. Director | 4 | Warrants Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,750,000 1,750,000 owned after | $1.75 exercise price | 2011-03-04 |