HIPCRICKET, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-22: Reporting owner ONSTAD INGRID; Form 3; Security Stock Option; Transaction Holding.
- 2014-07-22: Reporting owner ONSTAD INGRID; Form 3; Security Stock Option; Transaction Holding.
- 2014-05-30: Reporting owner Wilson Todd E.; Form 4; Security Nonqualified Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-04-01: Reporting owner Braiker Ivan; Form 4; Security Nonqualified Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-22 holding as of filing | ONSTAD INGRID Officer (Controller) | 3 | Stock Option Derivative · Direct | Holding | $0.50 exercise price | 2014-07-22 | ||
| 2014-07-22 holding as of filing | ONSTAD INGRID Officer (Controller) | 3 | Stock Option Derivative · Direct | Holding | $0.29 exercise price | 2014-07-22 | ||
| 2014-05-30 | Wilson Todd E. Director, Officer (Interim CEO) | 4 | Nonqualified Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,288,419 2,288,419 owned after | $0.22 exercise price | 2014-06-03 | |
| 2014-04-01 | Braiker Ivan Director, Officer (President, CEO and Director) | 4 | Nonqualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,600,000 1,600,000 owned after | $0.48 exercise price | 2014-04-03 | |
| 2014-04-01 | Devlin John Director | 4 | Nonqualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,600,000 1,600,000 owned after | $0.48 exercise price | 2014-04-03 | |
| 2014-04-01 | Brochu Michael A Director | 4 | Nonqualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,600,000 1,600,000 owned after | $0.48 exercise price | 2014-04-03 |