HI TECH PHARMACAL CO INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 49 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-10: Reporting owner April Gary M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-10: Reporting owner April Gary M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-10: Reporting owner April Gary M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-14: Reporting owner GOLDWYN MARTIN M; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-10 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 0 owned after | $5.83 exercise price | 2012-12-12 | |
| 2012-12-10 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 1,875 owned after | $19.59 exercise price | 2012-12-12 | |
| 2012-12-10 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,876 3,750 owned after | $22.25 exercise price | 2012-12-12 | |
| 2012-11-14 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,832 0 owned after | $8.31 exercise price | 2012-11-15 | |
| 2012-11-07 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $31.93 exercise price | 2012-11-16 | |
| 2012-11-07 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $31.93 exercise price | 2012-11-09 | |
| 2012-11-07 | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $31.93 exercise price | 2012-11-09 | |
| 2012-11-07 | SELTZER REUBEN Director, Officer (Vice Chairman-Business Dev't) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $31.93 exercise price | 2012-11-09 | |
| 2012-11-07 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $31.93 exercise price | 2012-11-09 | |
| 2012-11-07 | Van Hulst Jack Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $31.93 exercise price | 2012-11-09 | |
| 2012-11-07 | PUGLISI ANTHONY J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $31.93 exercise price | 2012-11-09 | |
| 2012-11-07 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $31.93 exercise price | 2012-11-09 | |
| 2012-11-05 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $8.31 exercise price | 2012-11-08 | |
| 2012-10-18 holding as of filing | SELTZER REUBEN Director, Officer (Vice Chairman, Business Dev't) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 276,250 owned after | no price filed | 2012-10-18 | |
| 2012-10-17 holding as of filing | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 612,500 owned after | no price filed | 2012-10-17 | |
| 2012-10-16 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −421 9,579 owned after | $19.59 exercise price | 2012-10-18 | |
| 2012-10-16 | Van Hulst Jack Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 6,281 owned after | $5.83 exercise price | 2012-10-17 | |
| 2012-10-12 | SELTZER REUBEN Director, Officer (Vice Chairman, Business Dev't) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $8.31 exercise price | 2012-10-15 | |
| 2012-08-15 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 6,250 owned after | $5.83 exercise price | 2012-08-17 | |
| 2012-07-17 | Egbaria Kamel Officer (Chief Scientific Officer, EVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,342 28,658 owned after | $23.10 exercise price | 2012-07-18 | |
| 2012-07-17 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $23.99 exercise price | 2012-07-17 | |
| 2012-07-17 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $19.59 exercise price | 2012-07-17 | |
| 2012-07-17 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,874 5,626 owned after | $22.25 exercise price | 2012-07-17 | |
| 2012-07-17 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −401 6,849 owned after | $14.99 exercise price | 2012-07-17 | |
| 2012-07-16 | Caskey Davis S Officer (Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $32.59 exercise price | 2012-07-24 | |
| 2012-07-16 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2012-07-18 | |
| 2012-07-16 | PUGLISI ANTHONY J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2012-07-18 | |
| 2012-07-16 | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $32.59 exercise price | 2012-07-18 | |
| 2012-07-16 | Van Hulst Jack Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2012-07-18 | |
| 2012-07-16 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2012-07-18 | |
| 2012-07-16 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,983 0 owned after | $19.95 exercise price | 2012-07-18 | |
| 2012-07-16 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $32.59 exercise price | 2012-07-18 | |
| 2012-07-16 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,500 12,500 owned after | $32.59 exercise price | 2012-07-17 | |
| 2012-07-16 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,956 7,419 owned after | $13.50 exercise price | 2012-07-17 | |
| 2012-07-16 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 7,250 owned after | $14.99 exercise price | 2012-07-17 | |
| 2012-07-16 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $32.59 exercise price | 2012-07-17 | |
| 2012-07-16 | SELTZER REUBEN Director, Officer (Vice Chairman-Business Dev't) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $32.59 exercise price | 2012-07-17 | |
| 2012-07-13 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $10.68 exercise price | 2012-07-17 | |
| 2012-07-13 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $10.68 exercise price | 2012-07-17 | |
| 2012-07-13 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 1,875 owned after | $5.83 exercise price | 2012-07-17 | |
| 2012-07-13 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,406 2,832 owned after | $8.31 exercise price | 2012-07-17 | |
| 2012-07-13 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,907 5,000 owned after | $19.59 exercise price | 2012-07-16 | |
| 2012-07-12 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,094 0 owned after | $14.99 exercise price | 2012-07-16 | |
| 2012-07-12 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,187 0 owned after | $9.65 exercise price | 2012-07-16 | |
| 2012-07-12 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,188 3,093 owned after | $5.83 exercise price | 2012-07-16 | |
| 2012-07-12 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,093 6,907 owned after | $19.59 exercise price | 2012-07-16 | |
| 2012-06-14 holding as of filing | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 562,500 owned after | no price filed | 2012-06-14 | |
| 2012-06-14 holding as of filing | SELTZER REUBEN Director, Officer (Vice Chairman - Business Dev't) | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 237,500 owned after | no price filed | 2012-06-14 | |
| 2012-04-26 | Egbaria Kamel Officer (Chief Scientific Officer, EVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $33.54 exercise price | 2012-05-03 |