HI TECH PHARMACAL CO INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-10: Reporting owner Simpson Bruce W; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-10: Reporting owner Harvey Bryce M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-10: Reporting owner Caskey Davis S; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-11-10: Reporting owner SELTZER REUBEN; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-10 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $22.25 exercise price | 2010-11-15 | |
| 2010-11-10 | Harvey Bryce M Officer (Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $22.25 exercise price | 2010-11-15 | |
| 2010-11-10 | Caskey Davis S Officer (Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $22.25 exercise price | 2010-11-15 | |
| 2010-11-10 | SELTZER REUBEN Director, Officer (Vice Chairman-Business Dev't), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,000 95,000 owned after | $22.25 exercise price | 2010-11-15 | |
| 2010-11-10 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $22.25 exercise price | 2010-11-12 | |
| 2010-11-10 | Van Hulst Jack Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $22.25 exercise price | 2010-11-12 | |
| 2010-11-10 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $22.25 exercise price | 2010-11-12 | |
| 2010-11-10 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $22.25 exercise price | 2010-11-12 | |
| 2010-11-10 | PUGLISI ANTHONY J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $22.25 exercise price | 2010-11-12 | |
| 2010-11-10 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $22.25 exercise price | 2010-11-12 | |
| 2010-11-10 | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $22.25 exercise price | 2010-11-12 | |
| 2010-10-06 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,290 2,595 owned after | $4.29 exercise price | 2010-10-07 | |
| 2010-10-06 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 10,375 owned after | $13.50 exercise price | 2010-10-07 | |
| 2010-10-05 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,512 4,238 owned after | $8.31 exercise price | 2010-10-07 | |
| 2010-09-21 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −947 10,303 owned after | $5.83 exercise price | 2010-09-22 | |
| 2010-09-20 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 10,375 owned after | $13.50 exercise price | 2010-09-20 | |
| 2010-09-16 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,358 0 owned after | $1.92 exercise price | 2010-09-20 | |
| 2010-09-13 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,956 7,419 owned after | $10.93 exercise price | 2010-09-15 | |
| 2010-07-16 | Harvey Bryce M Officer (Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $9.93 exercise price | 2010-07-23 | |
| 2010-07-16 | Harvey Bryce M Officer (Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,250 3,750 owned after | $5.83 exercise price | 2010-07-23 | |
| 2010-07-16 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 9,375 owned after | $10.93 exercise price | 2010-07-20 | |
| 2010-04-26 | Egbaria Kamel Officer (Chief Scientific Officer, EVP) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $23.10 exercise price | 2010-04-28 | |
| 2010-04-15 holding as of filing | SELTZER REUBEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 210,000 owned after | no price filed | 2010-04-15 | |
| 2010-04-14 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −466 2,358 owned after | $1.92 exercise price | 2010-04-15 | |
| 2010-04-12 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $10.68 exercise price | 2010-04-14 | |
| 2010-04-09 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 11,375 owned after | $13.50 exercise price | 2010-04-09 | |
| 2010-04-09 holding as of filing | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 625,000 owned after | no price filed | 2010-04-09 | |
| 2010-04-07 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,750 6,750 owned after | $8.31 exercise price | 2010-04-09 | |
| 2010-03-26 | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −112,500 0 owned after | $1.78 exercise price | 2010-03-29 | |
| 2010-01-15 | SELTZER REUBEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −26,250 0 owned after | $1.78 exercise price | 2010-01-19 | |
| 2010-01-05 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,517 4,983 owned after | $19.95 exercise price | 2010-01-07 | |
| 2010-01-05 | PUGLISI ANTHONY J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $10.93 exercise price | 2010-01-07 |