HI TECH PHARMACAL CO INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 72 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-23: Reporting owner Van Hulst Jack; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-11: Reporting owner PETERS WILLIAM J; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-11: Reporting owner Simpson Bruce W; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-11: Reporting owner Simpson Bruce W; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-23 | Van Hulst Jack Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,094 9,281 owned after | $5.83 exercise price | 2009-12-30 | |
| 2009-12-11 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $5.83 exercise price | 2009-12-16 | |
| 2009-12-11 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,281 3,094 owned after | $14.99 exercise price | 2009-12-15 | |
| 2009-12-11 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,094 6,187 owned after | $9.65 exercise price | 2009-12-15 | |
| 2009-12-11 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,094 9,281 owned after | $5.83 exercise price | 2009-12-15 | |
| 2009-12-11 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 0 owned after | $14.99 exercise price | 2009-12-15 | |
| 2009-12-11 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $10.62 exercise price | 2009-12-15 | |
| 2009-12-11 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 0 owned after | $12.05 exercise price | 2009-12-15 | |
| 2009-12-11 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $10.93 exercise price | 2009-12-15 | |
| 2009-12-11 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 3,750 owned after | $10.68 exercise price | 2009-12-15 | |
| 2009-12-11 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 5,625 owned after | $5.83 exercise price | 2009-12-15 | |
| 2009-11-12 | SELTZER REUBEN Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $19.59 exercise price | 2009-11-16 | |
| 2009-11-12 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.59 exercise price | 2009-11-16 | |
| 2009-11-12 | Harvey Bryce M Officer (Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $19.59 exercise price | 2009-11-16 | |
| 2009-11-12 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.59 exercise price | 2009-11-16 | |
| 2009-11-12 | Van Hulst Jack Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.59 exercise price | 2009-11-16 | |
| 2009-11-12 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.59 exercise price | 2009-11-16 | |
| 2009-11-12 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $19.59 exercise price | 2009-11-16 | |
| 2009-11-12 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $19.59 exercise price | 2009-11-16 | |
| 2009-11-12 | Caskey Davis S Officer (Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $19.59 exercise price | 2009-11-16 | |
| 2009-11-12 | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $19.59 exercise price | 2009-11-16 | |
| 2009-11-12 | PUGLISI ANTHONY J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $19.59 exercise price | 2009-11-13 | |
| 2009-10-16 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 0 owned after | $1.92 exercise price | 2009-10-16 | |
| 2009-10-14 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $2.00 exercise price | 2009-10-16 | |
| 2009-10-14 | SELTZER REUBEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 26,250 owned after | $1.78 exercise price | 2009-10-16 | |
| 2009-10-14 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,508 7,500 owned after | $19.95 exercise price | 2009-10-15 | |
| 2009-10-14 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 18,750 owned after | $18.87 exercise price | 2009-10-15 | |
| 2009-10-13 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,992 9,008 owned after | $19.95 exercise price | 2009-10-15 | |
| 2009-10-08 holding as of filing | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 687,500 owned after | no price filed | 2009-10-08 | |
| 2009-10-05 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,950 6,250 owned after | $15.09 exercise price | 2009-10-07 | |
| 2009-10-01 holding as of filing | SELTZER REUBEN Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 241,250 owned after | no price filed | 2009-10-01 | |
| 2009-09-30 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,800 8,200 owned after | $15.09 exercise price | 2009-10-02 | |
| 2009-09-30 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 8,500 owned after | $8.31 exercise price | 2009-10-01 | |
| 2009-09-30 holding as of filing | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 687,500 owned after | no price filed | 2009-09-30 | |
| 2009-09-17 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,875 0 owned after | $8.31 exercise price | 2009-09-18 | |
| 2009-09-17 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,093 0 owned after | $10.93 exercise price | 2009-09-18 | |
| 2009-09-17 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,094 9,281 owned after | $9.65 exercise price | 2009-09-18 | |
| 2009-09-16 holding as of filing | SELTZER REUBEN Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 241,250 owned after | no price filed | 2009-09-16 | |
| 2009-09-15 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,218 0 owned after | $1.78 exercise price | 2009-09-18 | |
| 2009-09-15 | April Gary M Officer (President, HCP Division) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,750 0 owned after | $3.84 exercise price | 2009-09-18 | |
| 2009-09-15 holding as of filing | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 687,500 owned after | no price filed | 2009-09-15 | |
| 2009-09-15 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,676 2,824 owned after | $1.92 exercise price | 2009-09-15 | |
| 2009-09-14 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 9,500 owned after | $8.31 exercise price | 2009-09-15 | |
| 2009-09-11 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,811 6,189 owned after | $4.29 exercise price | 2009-09-15 | |
| 2009-09-11 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 11,500 owned after | $8.31 exercise price | 2009-09-15 | |
| 2009-09-11 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,304 3,885 owned after | $4.29 exercise price | 2009-09-15 | |
| 2009-09-11 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,500 0 owned after | $10.13 exercise price | 2009-09-15 | |
| 2009-09-11 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,000 19,000 owned after | $15.09 exercise price | 2009-09-15 | |
| 2009-09-11 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $10.68 exercise price | 2009-09-15 | |
| 2009-09-11 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 18,750 owned after | $10.68 exercise price | 2009-09-15 | |
| 2009-07-28 holding as of filing | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 111,375 owned after | no price filed | 2009-07-28 | |
| 2009-07-20 holding as of filing | Harvey Bryce M Officer (Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 10,000 owned after | no price filed | 2009-07-20 | |
| 2009-07-20 holding as of filing | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | Holding | 687,500 owned after | no price filed | 2009-07-20 | |
| 2009-07-16 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,652 0 owned after | $2.00 | 2009-07-20 | |
| 2009-07-16 | SELTZER REUBEN Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $2.00 | 2009-07-20 | |
| 2009-06-12 holding as of filing | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 687,500 owned after | no price filed | 2009-06-12 | |
| 2009-06-10 holding as of filing | SELTZER REUBEN Director, 10% Owner | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 248,000 owned after | no price filed | 2009-06-10 | |
| 2009-05-14 holding as of filing | Harvey Bryce M Officer (Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $9.93 exercise price | 2009-05-14 | ||
| 2009-05-14 holding as of filing | Harvey Bryce M Officer (Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.83 exercise price | 2009-05-14 | ||
| 2009-05-13 holding as of filing | Caskey Davis S Officer (Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.17 exercise price | 2009-05-13 | ||
| 2009-05-13 holding as of filing | April Gary M Officer (President, HCP Division) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.78 exercise price | 2009-05-13 | ||
| 2009-05-13 holding as of filing | April Gary M Officer (President, HCP Division) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $3.84 exercise price | 2009-05-13 | ||
| 2009-05-13 holding as of filing | April Gary M Officer (President, HCP Division) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $8.31 exercise price | 2009-05-13 | ||
| 2009-05-13 holding as of filing | April Gary M Officer (President, HCP Division) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $14.99 exercise price | 2009-05-13 | ||
| 2009-05-13 holding as of filing | April Gary M Officer (President, HCP Division) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.62 exercise price | 2009-05-13 | ||
| 2009-05-13 holding as of filing | April Gary M Officer (President, HCP Division) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $12.05 exercise price | 2009-05-13 | ||
| 2009-05-13 holding as of filing | April Gary M Officer (President, HCP Division) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $23.98 exercise price | 2009-05-13 | ||
| 2009-05-13 holding as of filing | April Gary M Officer (President, HCP Division) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.93 exercise price | 2009-05-13 | ||
| 2009-05-13 holding as of filing | April Gary M Officer (President, HCP Division) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $10.68 exercise price | 2009-05-13 | ||
| 2009-05-13 holding as of filing | April Gary M Officer (President, HCP Division) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.83 exercise price | 2009-05-13 | ||
| 2009-03-27 | SELTZER REUBEN Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −56,250 0 owned after | $1.64 | 2009-03-27 | |
| 2009-03-26 | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −112,500 0 owned after | $1.64 | 2009-03-27 |