HI TECH PHARMACAL CO INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-09: Reporting owner Simpson Bruce W; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-09: Reporting owner HOLSTER ROBERT M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-09: Reporting owner GOLDWYN MARTIN M; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-09: Reporting owner SELTZER REUBEN; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-09 | Simpson Bruce W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,375 12,375 owned after | $14.99 | 2006-11-13 | |
| 2006-11-09 | HOLSTER ROBERT M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,375 12,375 owned after | $14.99 | 2006-11-13 | |
| 2006-11-09 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 11,250 owned after | $14.99 | 2006-11-13 | |
| 2006-11-09 | SELTZER REUBEN Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 11,250 owned after | $14.99 | 2006-11-13 | |
| 2006-11-09 | PUGLISI ANTHONY J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,250 11,250 owned after | $14.99 | 2006-11-13 | |
| 2006-11-09 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,375 12,375 owned after | $14.99 | 2006-11-13 | |
| 2006-10-13 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $2.06 | 2006-10-17 | |
| 2006-10-13 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,750 0 owned after | $2.39 | 2006-10-17 | |
| 2006-10-13 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 4,250 owned after | $1.89 | 2006-10-17 | |
| 2006-08-09 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $15.09 | 2006-08-11 | |
| 2006-06-12 holding as of filing | SELTZER BERNARD Other (Chairman Emeritus) | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 131,250 owned after | no price filed | 2006-06-12 | |
| 2006-06-09 holding as of filing | SELTZER REUBEN Director | 5 | Stock Option (Right to Buy) Derivative · Direct | Holding | 335,250 owned after | no price filed | 2006-06-09 | |
| 2006-03-16 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −703 1,417 owned after | $2.39 | 2006-03-17 | |
| 2006-03-16 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −820 1,652 owned after | $2.00 | 2006-03-17 | |
| 2006-03-15 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 9,000 owned after | $4.29 | 2006-03-17 | |
| 2006-03-08 | SELTZER DAVID S Director, Officer (CEO, President, Sec'y, Treas.), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $23.98 | 2006-03-13 | |
| 2006-03-08 | BAR GIORA ELAN Officer (Executive VP - Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $23.98 | 2006-03-13 | |
| 2006-01-13 | HIRSHAUT YASHAR Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 750 owned after | $2.06 | 2006-01-31 | |
| 2006-01-13 | SELTZER REUBEN Director, 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 33,750 owned after | $1.78 | 2006-01-17 | |
| 2006-01-10 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 10,000 owned after | $29.93 | 2006-01-11 | |
| 2006-01-10 | PETERS WILLIAM J Officer (VP and Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 21,000 owned after | $15.19 | 2006-01-11 | |
| 2006-01-06 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −837 1,413 owned after | $3.58 | 2006-01-09 | |
| 2006-01-06 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −977 1,648 owned after | $3.00 | 2006-01-09 | |
| 2006-01-05 | GOLDWYN MARTIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 7,000 owned after | $6.43 | 2006-01-09 |