HF FINANCIAL CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-09-11: Reporting owner Gadberry Jon M; Form 4; Security Stock Appreciation Rights; Transaction Holding.
- 2012-09-11: Reporting owner Westberg Michael; Form 4; Security Employee Stock Ownership (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-09-11: Reporting owner Westberg Michael; Form 4; Security Employee Stock Ownership (Right to Buy); Transaction Holding.
- 2012-09-11: Reporting owner Westberg Michael; Form 4; Security Employee Stock Ownership (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-09-11 holding as of filing | Gadberry Jon M Other (SVP / Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 6,953 owned after | $12.48 exercise price | 2012-09-11 | |
| 2012-09-11 | Westberg Michael Officer (SVP/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,563 0 owned after | $9.92 | 2012-09-11 | |
| 2012-09-11 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | Holding | 1,299 owned after | $14.75 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | Holding | 2,965 owned after | $14.88 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 527 owned after | $16.00 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 1,782 owned after | $16.10 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 2,679 owned after | $14.71 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 6,429 owned after | $12.48 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | Holding | 1,525 owned after | $14.75 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | Holding | 3,973 owned after | $14.88 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 1,325 owned after | $16.00 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 1,782 owned after | $16.10 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 2,679 owned after | $14.71 exercise price | 2012-09-11 | |
| 2012-09-11 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 6,526 owned after | $12.48 exercise price | 2012-09-11 | |
| 2012-07-27 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | Holding | 1,525 owned after | $14.75 exercise price | 2012-07-27 | |
| 2012-07-27 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | Holding | 3,973 owned after | $14.88 exercise price | 2012-07-27 | |
| 2012-07-27 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 1,325 owned after | $16.00 exercise price | 2012-07-27 | |
| 2012-07-27 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 1,782 owned after | $16.10 exercise price | 2012-07-27 | |
| 2012-07-27 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 2,679 owned after | $14.71 exercise price | 2012-07-27 | |
| 2012-07-27 holding as of filing | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 6,526 owned after | $12.48 exercise price | 2012-07-27 | |
| 2012-07-25 | SUNDVOLD NATALIE A Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,126 0 owned after | $9.97 | 2012-07-27 | |
| 2012-03-20 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | Holding | 1,563 owned after | $9.92 exercise price | 2012-03-20 | |
| 2012-03-20 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | Holding | 1,299 owned after | $14.75 exercise price | 2012-03-20 | |
| 2012-03-20 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Employee Stock Ownership (Right to Buy) Derivative · Direct | Holding | 2,965 owned after | $14.88 exercise price | 2012-03-20 | |
| 2012-03-20 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 527 owned after | $16.00 exercise price | 2012-03-20 | |
| 2012-03-20 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 1,782 owned after | $16.10 exercise price | 2012-03-20 | |
| 2012-03-20 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 2,679 owned after | $14.71 exercise price | 2012-03-20 | |
| 2012-03-20 holding as of filing | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 6,429 owned after | $12.48 exercise price | 2012-03-20 | |
| 2012-03-20 holding as of filing | Olthoff Brent R Other (SVP/CFO) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 378 owned after | $16.10 exercise price | 2012-03-20 | |
| 2012-03-20 holding as of filing | Olthoff Brent R Other (SVP/CFO) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 3,409 owned after | $14.71 exercise price | 2012-03-20 | |
| 2012-03-20 holding as of filing | Olthoff Brent R Other (SVP/CFO) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 6,789 owned after | $12.48 exercise price | 2012-03-20 |