HF FINANCIAL CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 12 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-04-04: Reporting owner Gadberry Jon M; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-03-30: Reporting owner Olthoff Brent R; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-03-18: Reporting owner Olthoff Brent R; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-03-18: Reporting owner Olthoff Brent R; Form 4; Security Stock Appreciation Rights; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-04-04 | Gadberry Jon M Other (SVP / Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,953 0 owned after | $12.48 exercise price | 2016-04-06 | |
| 2016-03-30 | Olthoff Brent R Other (SVP/CFO) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,289 0 owned after | $12.48 | 2016-04-01 | |
| 2016-03-18 | Olthoff Brent R Other (SVP/CFO) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,409 0 owned after | $14.71 | 2016-03-22 | |
| 2016-03-18 | Olthoff Brent R Other (SVP/CFO) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 4,289 owned after | $12.48 | 2016-03-22 | |
| 2016-03-11 | Olthoff Brent R Other (SVP/CFO) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −378 0 owned after | $16.10 | 2016-03-15 | |
| 2016-03-11 | Olthoff Brent R Other (SVP/CFO) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 1,409 owned after | $14.71 | 2016-03-15 | |
| 2016-03-11 | Olthoff Brent R Other (SVP/CFO) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 6,289 owned after | $12.48 | 2016-03-15 | |
| 2016-03-11 | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −527 0 owned after | $16.00 exercise price | 2016-03-15 | |
| 2016-03-11 | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,782 0 owned after | $16.10 exercise price | 2016-03-15 | |
| 2016-03-11 | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,679 0 owned after | $14.71 exercise price | 2016-03-15 | |
| 2016-03-11 | Westberg Michael Officer (SVP/Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,429 0 owned after | $12.48 exercise price | 2016-03-15 | |
| 2016-02-19 holding as of filing | Gadberry Jon M Other (SVP / Subsidiary) | 4 | Stock Appreciation Rights Derivative · Direct | Holding | 6,953 owned after | $12.48 exercise price | 2016-02-19 |