HF FINANCIAL CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 76 rows, 76 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-08-18: Reporting owner Sanchez Kevin G; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2014-06-02: Reporting owner Sanchez Kevin G; Form 4/A; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2014-05-30: Reporting owner Sanchez Kevin G; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2013-08-29: Reporting owner Sanchez Kevin G; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-08-18 holding as of filing | Sanchez Kevin G Other (SVP / Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 839 owned after | $14.88 exercise price | 2014-08-18 | |
| 2014-06-02 holding as of filing | Sanchez Kevin G Other (SVP / Subsidiary) | 4/A | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 839 owned after | $14.88 exercise price | 2014-06-02 | |
| 2014-05-30 holding as of filing | Sanchez Kevin G Other (SVP / Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 839 owned after | $14.88 exercise price | 2014-05-30 | |
| 2013-08-29 holding as of filing | Sanchez Kevin G Other (SVP / Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 839 owned after | $14.88 exercise price | 2013-08-29 | |
| 2013-05-28 holding as of filing | Sanchez Kevin G Other (SVP / Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 839 owned after | $14.88 exercise price | 2013-05-28 | |
| 2013-01-31 holding as of filing | Sanchez Kevin G Other (SVP / Subsidiary) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $14.88 exercise price | 2013-01-31 | ||
| 2011-09-15 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2011-09-15 | |
| 2010-10-01 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2010-10-01 | |
| 2010-10-01 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2010-10-01 | |
| 2010-09-16 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2010-09-16 | |
| 2010-09-16 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2010-09-16 | |
| 2010-08-25 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2010-08-25 | |
| 2010-08-25 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2010-08-25 | |
| 2010-06-01 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2010-06-01 | |
| 2010-06-01 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2010-06-01 | |
| 2010-05-27 | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,972 0 owned after | $7.75 | 2010-06-01 | |
| 2009-10-01 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2009-10-01 | |
| 2009-10-01 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2009-10-01 | |
| 2009-10-01 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2009-10-01 | |
| 2009-09-18 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2009-09-18 | |
| 2009-09-18 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2009-09-18 | |
| 2009-09-18 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2009-09-18 | |
| 2009-09-14 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2009-09-14 | |
| 2009-09-14 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2009-09-14 | |
| 2009-09-14 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2009-09-14 | |
| 2009-09-11 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2009-09-11 | |
| 2009-09-11 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2009-09-11 | |
| 2009-09-11 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2009-09-11 | |
| 2009-08-27 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2009-08-27 | |
| 2009-08-27 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2009-08-27 | |
| 2009-08-27 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2009-08-27 | |
| 2008-09-30 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2008-09-30 | |
| 2008-09-30 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2008-09-30 | |
| 2008-09-30 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2008-09-30 | |
| 2008-09-17 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2008-09-17 | |
| 2008-09-17 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2008-09-17 | |
| 2008-09-17 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2008-09-17 | |
| 2008-09-12 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2008-09-12 | |
| 2008-09-12 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2008-09-12 | |
| 2008-09-12 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2008-09-12 | |
| 2008-09-10 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2008-09-10 | |
| 2008-09-10 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2008-09-10 | |
| 2008-09-10 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2008-09-10 | |
| 2008-02-28 | HITZEMANN MARY F Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −958 0 owned after | $10.33 | 2008-03-03 | |
| 2008-02-25 | HITZEMANN MARY F Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −296 958 owned after | $10.33 | 2008-02-27 | |
| 2008-02-20 | HITZEMANN MARY F Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −47 1,254 owned after | $10.33 | 2008-02-22 | |
| 2007-10-24 holding as of filing | HITZEMANN MARY F Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,301 owned after | $10.33 exercise price | 2007-10-24 | |
| 2007-10-24 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2007-10-24 | |
| 2007-10-24 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2007-10-24 | |
| 2007-10-24 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2007-10-24 | |
| 2007-09-14 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2007-09-14 | |
| 2007-09-14 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2007-09-14 | |
| 2007-09-14 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2007-09-14 | |
| 2007-09-14 holding as of filing | HITZEMANN MARY F Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,301 owned after | $10.33 exercise price | 2007-09-14 | |
| 2007-09-12 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2007-09-12 | |
| 2007-09-12 holding as of filing | HITZEMANN MARY F Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,301 owned after | $10.33 exercise price | 2007-09-12 | |
| 2007-09-07 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2007-09-07 | |
| 2007-09-07 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2007-09-07 | |
| 2007-09-07 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2007-09-07 | |
| 2007-09-07 holding as of filing | HITZEMANN MARY F Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 1,301 owned after | $10.33 exercise price | 2007-09-07 | |
| 2007-05-31 | HITZEMANN MARY F Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 1,301 owned after | $10.33 | 2007-06-04 | |
| 2007-05-30 | HITZEMANN MARY F Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −698 1,302 owned after | $10.33 | 2007-05-31 | |
| 2006-10-25 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2006-10-25 | |
| 2006-10-25 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2006-10-25 | |
| 2006-10-25 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2006-10-25 | |
| 2006-09-15 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2006-09-15 | |
| 2006-09-15 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2006-09-15 | |
| 2006-09-13 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2006-09-13 | |
| 2006-09-13 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2006-09-13 | |
| 2006-09-13 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2006-09-13 | |
| 2006-08-22 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,972 owned after | $7.75 exercise price | 2006-08-22 | |
| 2006-08-22 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,539 owned after | $10.33 exercise price | 2006-08-22 | |
| 2006-08-22 holding as of filing | BROWN DAVID A/SD/ Officer (Sr. Vice President/Subsidiary) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | 3,934 owned after | $9.92 exercise price | 2006-08-22 |