Heritage Commerce Corp Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2022-10-28: Form 8-K; Period of report 2022-10-27; Description 2.02 Results of Operations and Financial Condition; 8.01 Other Events.
- 2022-09-19: Form 8-K; Period of report 2022-09-15; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2022-07-29: Form 8-K; Period of report 2022-07-28; Description 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 5.02.
- 2022-06-01: Form 8-K; Period of report 2022-06-01; Description 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 3.03 Material Modification to Rights of Security Holders; Details 2.04.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2022-10-28 | 8-K | 2022-10-27 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | htbk-20221027x8k.htm | |
| 2022-09-19 | 8-K | 2022-09-15 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously reported, effective September 15, 2022, Walter T. Kaczmarek retired as President and Chief Executive Officer of Heritage Commerce Corp (the “Company”) and as Chief Executive Officer of the Heritage Bank of Commerce (the “Bank”). | tm2225981d1_8k.htm |
| 2022-07-29 | 8-K | 2022-07-28 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 At their regular Company and Bank Board of Directors meetings on July 28, 2022, the Boards appointed Robertson (Clay) Jones was appointed as the President and Chief Executive Officer of the Company and the Bank. | htbk-20220728x8k.htm |
| 2022-06-01 | 8-K | 2022-06-01 | 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 3.03 Material Modification to Rights of Security Holders | 2.04 On June 1, 2022, Heritage Commerce Corp (the “Company”) completed the redemption of all of its outstanding $40,000,000 in aggregate principal amount of 5.25% Fixed-to-Floating Rate Subordinated Notes due 2027 (the “2027 Notes”). 3.03 The information set forth in Item 2.04 of the Current Report on Form 8-K is incorporated herein by reference. | tm2217360d1_8k.htm |
| 2022-05-31 | 8-K | 2022-05-26 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On May 26, 2022, Heritage Commerce Corp (the “Company”), held its Annual Meeting of Shareholders (the “Shareholders Meeting”). 8.01 Walter T. Kaczmarek, President and Chief Executive Officer of Heritage Commerce Corp, made a presentation to shareholders at the Virtual Annual Meeting of Shareholders on May 26, 2022. | tm2216848d1_8k.htm |
| 2022-05-11 | 8-K | 2022-05-11 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 3.03 Material Modification to Rights of Security Holders; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 2.03 The information set forth in Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference. 2.04 On May 13, 2022, the Company will notify the holders of its $40,000,000 in aggregate principal amount of 5.25% Fixed-to-Floating Rate Subordinated Notes due 2027 (the “2027 Notes”) that the Company has elected to redeem, in whole, the outstanding 2027 Notes on June 1, 2022 (the “Redemption Date”). 3.03 The information set forth in Item 2.04 of the Current Report on Form 8-K is incorporated herein by reference. 7.01 On May 11, 2022, the Company issued a press release announcing the completion of the Subordinated Notes offering, which is furnished as Exhibit 99.1. | tm2214990d1_8k.htm |
| 2022-04-29 | 8-K | 2022-04-28 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | htbk-20220428x8k.htm | |
| 2022-03-28 | 8-K | 2022-03-24 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 8.01 The Board of Directors has fixed the date of the 2022 Annual Meeting of Shareholders for May 26, 2022 with a record date of March 25, 2022. | tm2210625d1_8k.htm |
| 2022-01-28 | 8-K | 2022-01-27 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On January 27, 2022, the Board of Directors (the “Board”) of the Company accepted the resignation of Frank G. Bisceglia from the Board of Directors of the Company and the Bank to take effect immediately. | htbk-20220127x8k.htm |