Heritage Commerce Corp Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2021-12-13: Form 8-K; Period of report 2021-12-09; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
- 2021-10-28: Form 8-K; Period of report 2021-10-28; Description 2.02 Results of Operations and Financial Condition; 8.01 Other Events.
- 2021-07-23: Form 8-K; Period of report 2021-07-22; Description 2.02 Results of Operations and Financial Condition; 8.01 Other Events.
- 2021-07-07: Form 8-K; Period of report 2021-07-07; Description 8.01 Other Events; Details 8.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2021-12-13 | 8-K | 2021-12-09 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 The Heritage Commerce Corp (the ”Company”) bylaws provide that the number of directors shall be not less than 9 and nor more than 15 with the specific number set from time to time by the Board of Directors (the “Board”). | tm2135200d1_8k.htm |
| 2021-10-28 | 8-K | 2021-10-28 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | htbk-20211028x8k.htm | |
| 2021-07-23 | 8-K | 2021-07-22 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | htbk-20210722x8k.htm | |
| 2021-07-07 | 8-K | 2021-07-07 | 8.01 Other Events | 8.01 The Trustee has commenced adversary complaints against more than 40 entities alleging that in some manner they are responsible for the actions of former principals of the debtor entities (Jeff and Diana Carpoff) who created an investment scheme that allegedly resulted in substantial financial losses. | tm2121196d1_8k.htm |
| 2021-06-01 | 8-K | 2021-05-27 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On May 27, 2021, Heritage Commerce Corp (the “Company”), held its Annual Meeting of Shareholders (the “Shareholders Meeting”). 8.01 Walter T. Kaczmarek, President and Chief Executive Officer of Heritage Commerce Corp, made a presentation to shareholders at the Virtual Annual Meeting of Shareholders on May 27, 2021. | tm2117533d1_8k.htm |
| 2021-05-05 | 8-K | 2021-05-04 | 7.01 Regulation FD Disclosure | 7.01 Management of Heritage Commerce Corp, the holding company (the “Company”) for Heritage Bank of Commerce, is scheduled to participate in the D.A. Davidson 23rd Annual Financial Institutions Virtual Conference on May 5 – 6, 2021. | tm2114851d1_8k.htm |
| 2021-04-23 | 8-K | 2021-04-22 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | htbk-20210422x8k.htm | |
| 2021-04-08 | 8-K | 2021-04-05 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 5, 2021, Heritage Commerce Corp (the “Company”) and Heritage Bank of Commerce (the “Bank”) entered into a new employment agreement with Walter T. Kaczmarek who was appointed by the Board of Directors as President and Chief Executive Officer of the Company and the Bank on March 12, 2021. | tm2112340d1_8k.htm |
| 2021-03-30 | 8-K | 2021-03-25 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 New Percentage Name Salary* Increase Walter T. Kaczmarek President and Chief Executive Officer $ 721,000 ** Michael E. Benito Executive Vice President / Business Banking Manager of Heritage Bank of Commerce $ 320,124 5.0 % Margo G. Butsch Executive Vice President and Chief Credit Officer of Heritage Bank of Commerce $ 313,635 5.0 % Robertson Clay Jones Executive Vice President and President of Community Business Bank Group of Heritage Bank of Commerce $ 360,140 11.0 % Lawrence D. McGovern Executive Vice President and Chief Financial Officer $ 367,710 5.0 % *The new salaries take effect April 1, 2021 ** Mr. Kacmarek assumed the position of President and Chief Executive Officer on March 12, 2021. 8.01 The Board of Directors has fixed the date of the 2021 Annual Meeting of Shareholders for May 27, 2021 with a record date of March 26, 2021. | tm2111080d1_8k.htm |
| 2021-03-15 | 8-K | 2021-03-12 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On March 15, 2021, Heritage Commerce Corp, the holding company (the “Company”) for Heritage Bank of Commerce (the “Bank”), issued a press release announcing that on March 12, 2021, Keith Wilton retired as President and Chief Executive Officer of the Company and the Bank. 8.01 The Company’s bylaws provide for a Board of Directors of a range of 9 to 15 positions with the Board having the authority to fix the number at any time within that range by resolution. | tm219593d1_8k.htm |
| 2021-01-29 | 8-K | 2021-01-28 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | htbk-20210128x8k.htm |