Heritage Commerce Corp Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2017-12-21: Form 8-K; Period of report 2017-12-20; Description 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events; Details 1.01.
- 2017-10-27: Form 8-K; Period of report 2017-10-26; Description 2.02 Results of Operations and Financial Condition; 8.01 Other Events.
- 2017-09-14: Form 8-K; Period of report 2017-09-14; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2017-08-01: Form 8-K; Period of report 2017-07-31; Description 7.01 Regulation FD Disclosure; Details 7.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2017-12-21 | 8-K | 2017-12-20 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 - Entry into a Material Definitive Agreement. 8.01 A copy of the joint press release issued by HCC and Tri-Valley to announce the signing of the Agreement and Plan of Merger and Reorganization, is attached to this report as Exhibit 99.1. | a17-28414_18k.htm |
| 2017-10-27 | 8-K | 2017-10-26 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | f8-k.htm | |
| 2017-09-14 | 8-K | 2017-09-14 | 7.01 Regulation FD Disclosure | 7.01 Walter T. Kaczmarek, President and Chief Executive Officer of Heritage Commerce Corp (the “Company”) conducted a presentation at its San Jose office on September 14, 2017 to institutional investors. | a17-22010_18k.htm |
| 2017-08-01 | 8-K | 2017-07-31 | 7.01 Regulation FD Disclosure | 7.01 Management of Heritage Commerce Corp, the holding company (the “Company” or “HCC”) for Heritage Bank of Commerce, is scheduled to attend the Keefe, Bruyette & Woods 2017 Community Bank Investor Conference at The Hilton Midtown in New York, New York. | a17-18589_18k.htm |
| 2017-07-28 | 8-K | 2017-07-27 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | f8-k.htm | |
| 2017-06-27 | 8-K | 2017-06-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 As previously reported, Margo G. Butsch has been promoted to Executive Vice President and Chief Credit Officer of Heritage Bank of Commerce (the “Bank”), the banking subsidiary of Heritage Commerce Corp (“HCC”), effective July 8, 2017. | a17-15657_18k.htm |
| 2017-06-19 | 8-K | 2017-06-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Margo G. Butsch has been promoted to Executive Vice President and Chief Credit Officer of Heritage Bank of Commerce, the banking subsidiary of Heritage Commerce Corp, effective July 8, 2017. | a17-15373_18k.htm |
| 2017-05-30 | 8-K | 2017-05-25 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On May 25, 2017, Heritage Commerce Corp (the “Company”), held its Annual Meeting of Shareholders (the “Shareholders Meeting”). 8.01 Walter T. Kaczmarek, President and Chief Executive Officer of Heritage Commerce Corp, made a presentation to shareholders at the Annual Meeting of Shareholders on May 25, 2017. | a17-14268_18k.htm |
| 2017-05-26 | 8-K | 2017-05-23 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 8.01 On May 26, 2017, the Company issued a press release announcing the completion of the Offering, a copy of which is attached as Exhibit 99.1 and is incorporated herein by reference. | a17-14249_18k.htm |
| 2017-05-09 | 8-K | 2017-05-08 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On May 8, 2017, David E. Porter, Chief Credit Officer of Heritage Bank of Commerce, the banking subsidiary of Heritage Commerce Corp, informed the bank that he intends to resign his position effective July 7, 2017. | a17-12728_18k.htm |
| 2017-05-08 | 8-K | 2017-05-08 | 7.01 Regulation FD Disclosure | 7.01 Management is scheduled to participate in the D.A. Davidson 19th Annual Financial Institutions Conference in Denver, Colorado from May 9 through May 11, 2017. | a17-12299_28k.htm |
| 2017-05-04 | 8-K | 2017-05-02 | 7.01 Regulation FD Disclosure | 7.01 Walter T. Kaczmarek, President and Chief Executive Officer, and Lawrence D. McGovern, Executive Vice President and Chief Financial Officer, of Heritage Commerce Corp (“HCC”) conducted a presentation at its San Jose office on May 2, 2017 to institutional investors. | a17-12299_18k.htm |
| 2017-05-03 | 8-K | 2017-04-27 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On April 27, 2017, Heritage Commerce Corp, the holding company (the “Company”) of Heritage Bank of Commerce (the “Bank”) issued a press release announcing preliminary unaudited results for the first quarter ended March 31, 2017. 8.01 On April 27, 2017, the Company announced that its Board of Directors declared a $0.10 per share quarterly cash dividend to holders of common stock. | a17-12056_18k.htm |
| 2017-03-28 | 8-K | 2017-03-23 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 On March 23, 2017, Keith A. Wilton was promoted to President and Chief Operating Officer of Heritage Bank of Commerce, the banking subsidiary of Heritage Commerce Corp (the “Company”), effective as of April 1, 2017. 8.01 The Company will hold its Annual Shareholders Meeting at 1:00 p.m., Pacific Daylight Time on Thursday, May 25, 2017 at the Company’s Offices, located at 150 Almaden Boulevard, San Jose, California, 95113. | a17-9981_18k.htm |
| 2017-02-15 | 8-K | 2017-02-13 | 3.03 Material Modification to Rights of Security Holders; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 3.03 The Company’s bylaws set the number of directors of the Company at not less than 9 and not more than 15 with the exact number to be set, from time to time, by resolution of the Board of Directors. 5.02 W. Kirk Wycoff has resigned from the board of directors of Heritage Commerce Corp and Heritage Bank of Commerce effective February 15, 2017. | a17-4489_18k.htm |
| 2017-01-31 | 8-K | 2017-01-26 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On January 26, 2017, Heritage Commerce Corp, the holding company (the “Company”) of Heritage Bank of Commerce (the “Bank”) issued a press release announcing preliminary unaudited results for the fourth quarter and twelve months ended December 31, 2016. 8.01 On January 26, 2017, the Company announced that its Board of Directors declared a $0.10 per share quarterly cash dividend to holders of common stock. | a17-3340_18k.htm |