Heritage Commerce Corp Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2015-11-03: Form 8-K/A; Period of report 2015-08-20; Description 9.01 Financial Statements and Exhibits; Details 9.01.
- 2015-10-30: Form 8-K; Period of report 2015-10-26; Description 2.02 Results of Operations and Financial Condition; 8.01 Other Events; Details 2.02.
- 2015-08-21: Form 8-K; Period of report 2015-08-20; Description 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 2.01.
- 2015-08-13: Form 8-K; Period of report 2015-08-11; Description 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events; Details 5.07.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2015-11-03 | 8-K/A | 2015-08-20 | 9.01 Financial Statements and Exhibits | 9.01 (a)(1) Audited Consolidated Financial Statements of Focus Business Bank for the years ended December 31, 2014 and 2013 are incorporated by reference and are included in the Heritage Commerce Corp Registration Statement on Form S-4, originally filed on June 9, 2015, as amended on June 26, 2015. | a15-21497_18ka.htm |
| 2015-10-30 | 8-K | 2015-10-26 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On October 26, 2015, Heritage Commerce Corp, the holding company (the “Company”) of Heritage Bank of Commerce (the “Bank”) issued a press release announcing preliminary unaudited results for the third quarter and nine months ended September 30, 2015. 8.01 On October 26, 2015, the Company announced that its Board of Directors declared a $0.08 per share quarterly cash dividend to holders of common stock and Series C preferred stock (on an as converted basis). | a15-21783_18k.htm |
| 2015-08-21 | 8-K | 2015-08-20 | 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.01 On August 20, 2015, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of April 23, 2015 (the “Merger Agreement”), by and between Heritage Commerce Corp, a California corporation (“Heritage”), Heritage Bank of Commerce, a California chartered bank and wholly owned subsidiary of Heritage (“HBC”), and Focus Business Bank, a California chartered bank (“Focus Bank”), Focus Bank merged with and into HBC with HBC continuing as the surviving bank (the “Merger”). 5.02 Pursuant to the terms of the Merger Agreement, on August 20, 2015, two independent members of Focus Bank’s board of directors, J. Philip DiNapoli and Julianne Biagini-Komas, were appointed to the board of directors of Heritage and HBC, effective as of August 20, 2015, to serve until the annual meeting of shareholders of Heritage and HBC, at which time they will stand for re-election, subject to nomination by the Corporate Governance and Nominating Committee. 8.01 On August 20, 2015, Heritage issued a press release announcing the completion of the Merger. | a15-18218_18k.htm |
| 2015-08-13 | 8-K | 2015-08-11 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On August 11, 2015, Heritage Commerce Corp (the “Company”) held a special meeting of shareholders. 8.01 On August 11, 2015 at a special meeting, the shareholders of Focus Business Bank approved the merger transaction with the Company and Heritage Bank of Commerce. | a15-17497_18k.htm |
| 2015-07-28 | 8-K/A | 2015-07-24 | 8.01 Other Events | a15-16383_18ka.htm | |
| 2015-07-28 | 8-K | 2015-06-30 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On July 23, 2015, Heritage Commerce Corp, the holding company (the “Company”) of Heritage Bank of Commerce (the “Bank”) issued a press release announcing preliminary unaudited results for the quarter and six months ended June 30, 2015. 8.01 On July 23, 2015, the Company announced that its Board of Directors declared a $0.08 per share quarterly cash dividend to holders of common stock and Series C preferred stock (on an as converted basis). | pr07252015.htm |
| 2015-07-27 | 8-K | 2015-06-30 | 7.01 Regulation FD Disclosure | 7.01 Heritage Commerce Corp, the holding company (the "Company" or "HCC") for Heritage Bank of Commerce, is scheduled to present at Keefe, Bruyette & Woods 2015 Community Bank Investor Conference at the The Grand Hyatt Grand Central in New York, New York. | pr07242015.htm |
| 2015-07-10 | 8-K | 2015-07-10 | 8.01 Other Events | 8.01 Heritage Commerce Corp and its wholly-owned bank subsidiary, Heritage Bank of Commerce, have received regulatory approvals from both the Federal Reserve Board of San Francisco and the California Department of Business Oversight for the merger of Heritage Bank of Commerce and Focus Business Bank. | a15-11585_88k.htm |
| 2015-06-12 | 8-K | 2015-03-31 | 7.01 Regulation FD Disclosure | 7.01 Walter Kaczmarek, President and Chief Executive Officer of Heritage Commerce Corp ("HCC") conducted a presentation at its San Jose office on June 11, 2015 to institutional investors. | pr06112015.htm |
| 2015-05-22 | 8-K | 2015-03-31 | 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure | 5.07 On May 21, 2015, Heritage Commerce Corp (the "Company"), held its Annual Meeting of Shareholders (the "Shareholders Meeting"). 7.01 Walter T. Kaczmarek, President and Chief Executive Officer of Heritage Commerce Corp, made a presentation to shareholders at the Annual Meeting of Shareholders on May 21, 2015. | pr05222015.htm |
| 2015-05-12 | 8-K | 2015-03-31 | 7.01 Regulation FD Disclosure | 7.01 Heritage Commerce Corp is scheduled to present at the D.A. Davidson 17th Annual Financial Institutions Conference at the Embassy Suites in Denver, Colorado. | pr05122015.htm |
| 2015-04-23 | 8-K | 2015-04-23 | 1.01 Entry into a Material Definitive Agreement; 7.01 Regulation FD Disclosure; 8.01 Other Events | 1.01 - Entry into a Material Definitive Agreement. 7.01 HCC is filing an investor presentation, which provides supplemental information regarding the proposed transaction in connection with a presentation to analysts and investors and discusses certain elements of the Merger, which it intends to post on the investor relations portion of its website, which is located at www.heritagecommercecorp.com. 8.01 The information disclosed in Item 1.01 of this report is incorporated herein by reference. | a15-9620_18k.htm |
| 2015-04-23 | 8-K | 2015-03-31 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On April 23, 2015, Heritage Commerce Corp, the holding company (the “Company”) of Heritage Bank of Commerce (the “Bank”) issued a press release announcing preliminary unaudited results for the first quarter ended March 31, 2015. 8.01 On April 23, 2015, the Company announced that its Board of Directors declared a $0.08 per share quarterly cash dividend to holders of common stock and Series C preferred stock (on an as converted basis). | pr04222015.htm |
| 2015-04-01 | 8-K | 2015-03-26 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 Name Prior Salary New Salary Walter T. Kaczmarek Chief Executive Officer and President $371,212 $421,212 Lawrence D. McGovern Executive Vice President and Chief Financial Officer $262,750 $274,574 Michael Benito Executive Vice President/Banking Division $247,200 $255,852 Keith Wilton Executive Vice President and Chief Operating Officer $280,000 $308,000 David Porter Executive Vice President and Chief Credit Officer $262,650 $271,843 The new salaries take effect April 1, 2015. 8.01 The Company will hold its Annual Shareholders Meeting on May 21, 2015. | a15-8370_18k.htm |
| 2015-01-27 | 8-K | 2014-12-31 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 2.02 On January 22, 2015, Heritage Commerce Corp, the holding company (the “Company”) of Heritage Bank of Commerce (the “Bank”) issued a press release announcing preliminary unaudited results for the fourth quarter and the year ended December 31, 2014. 8.01 On January 26, 2015, Heritage Commerce Corp, the holding company (the “Company”) of Heritage Bank of Commerce (the “Bank”) announced that its Board of Directors declared a $0.08 per share quarterly cash dividend to holders of common stock and Series C preferred stock (on an as converted basis). | pr01222015.htm |
| 2015-01-13 | 8-K/A | 2014-11-01 | 9.01 Financial Statements and Exhibits | 9.01 (a)(1) Financial statements required by this item for BVF for the years ended December 31, 2013 and 2012. | a15-1359_18ka.htm |