Heritage Commerce Corp Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows in 2026. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2026-04-17: Reporting owner SA THOMAS A; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-04-17: Reporting owner SA THOMAS A; Form 4; Security Performance-Based Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-04-17: Reporting owner Sabnani Janisha; Form 4; Security Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-04-17: Reporting owner Sabnani Janisha; Form 4; Security Performance-Based Restricted Stock Unit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-04-17 | SA THOMAS A Officer (EVP/COO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −58,325 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | SA THOMAS A Officer (EVP/COO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,831 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −31,059 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,290 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Tam Jeannie Officer (SVP/Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,299 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Jones Robertson Clay JR Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −48,300 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Jones Robertson Clay JR Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,030 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Jones Robertson Clay JR Officer (President and CEO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −113,367 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Just Susan Svensson Officer (EVP/Chief Credit Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −24,710 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Just Susan Svensson Officer (EVP/Chief Credit Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,883 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Fonti Seth Officer (EVP/Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −19,654 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Edmonds-Waters Christopher Officer (EVP/People & Culture Officer) | 4 | Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −42,099 0 owned after | $0.00 | 2026-04-17 | |
| 2026-04-17 | Edmonds-Waters Christopher Officer (EVP/People & Culture Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,898 0 owned after | $0.00 | 2026-04-17 | |
| 2026-03-11 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 10,492 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 39,635 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 31,477 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 29,690 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 49,543 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 13,212 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 14,613 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 8,757 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 9,524 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Edmonds-Waters Christopher Officer (EVP/People & Culture Officer) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 20,000 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Edmonds-Waters Christopher Officer (EVP/People & Culture Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 8,388 owned after | no price filed | 2026-03-11 | |
| 2026-03-11 holding as of filing | Edmonds-Waters Christopher Officer (EVP/People & Culture Officer) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 13,997 owned after | no price filed | 2026-03-11 | |
| 2026-03-10 | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,897 19,794 owned after | $0.00 | 2026-03-11 | |
| 2026-03-10 | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,919 5,838 owned after | $0.00 | 2026-03-11 | |
| 2026-03-10 | Edmonds-Waters Christopher Officer (EVP/People & Culture Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,796 5,592 owned after | $0.00 | 2026-03-11 | |
| 2026-03-10 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 10,492 owned after | no price filed | 2026-03-10 | |
| 2026-03-10 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 39,635 owned after | no price filed | 2026-03-10 | |
| 2026-03-10 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 31,477 owned after | no price filed | 2026-03-10 | |
| 2026-03-10 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 29,691 owned after | no price filed | 2026-03-10 | |
| 2026-03-10 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 29,690 owned after | no price filed | 2026-03-10 | |
| 2026-03-10 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 49,543 owned after | no price filed | 2026-03-10 | |
| 2026-03-09 holding as of filing | SA THOMAS A Officer (Executive Vice President / COO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 25,110 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | SA THOMAS A Officer (Executive Vice President / COO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 8,691 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | SA THOMAS A Officer (Executive Vice President / COO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 13,036 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Edmonds-Waters Christopher Officer (EVP/People & Culture Officer) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 20,000 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Edmonds-Waters Christopher Officer (EVP/People & Culture Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 8,388 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Edmonds-Waters Christopher Officer (EVP/People & Culture Officer) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 8,388 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Just Susan Svensson Officer (EVP/Chief Credit Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 12,458 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Just Susan Svensson Officer (EVP/Chief Credit Officer) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 4,153 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Just Susan Svensson Officer (EVP/Chief Credit Officer) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 8,431 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Just Susan Svensson Officer (EVP/Chief Credit Officer) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 5,622 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 8,757 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 8,757 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 9,524 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 10,492 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 26,424 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 39,635 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 31,477 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 29,691 owned after | no price filed | 2026-03-09 | |
| 2026-03-09 holding as of filing | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 29,690 owned after | no price filed | 2026-03-09 | |
| 2026-03-08 | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,212 13,212 owned after | $0.00 | 2026-03-10 | |
| 2026-03-05 | Fonti Seth Officer (EVP/Chief Financial Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,463 19,463 owned after | $0.00 | 2026-03-09 | |
| 2026-03-05 | SA THOMAS A Officer (Executive Vice President / COO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,753 21,753 owned after | $0.00 | 2026-03-09 | |
| 2026-03-05 | Edmonds-Waters Christopher Officer (EVP/People & Culture Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,997 13,997 owned after | $0.00 | 2026-03-09 | |
| 2026-03-05 | Just Susan Svensson Officer (EVP/Chief Credit Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,069 14,069 owned after | $0.00 | 2026-03-09 | |
| 2026-03-05 | Tam Jeannie Officer (SVP/Chief Accounting Officer) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,209 9,209 owned after | $0.00 | 2026-03-09 | |
| 2026-03-05 | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,613 14,613 owned after | $0.00 | 2026-03-09 | |
| 2026-03-05 | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Restricted Stock Unit Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,543 49,543 owned after | $0.00 | 2026-03-09 | |
| 2026-03-03 holding as of filing | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Restricted Stock Unit Derivative · Direct | Holding | 8,757 owned after | no price filed | 2026-03-03 | |
| 2026-03-03 holding as of filing | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Performance-Based Restricted Stock Unit Derivative · Direct | Holding | 8,757 owned after | no price filed | 2026-03-03 | |
| 2026-02-27 | Sabnani Janisha Officer (EVP/General Counsel/Corp Sec) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,761 9,524 owned after | $0.00 | 2026-03-03 |