Heritage Commerce Corp Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2026. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2026-04-17: Reporting owner Sutton Marina Park; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-04-17: Reporting owner Sutton Marina Park; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-04-17: Reporting owner Sutton Marina Park; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2026-04-17: Reporting owner Sutton Marina Park; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2026-04-17 | Sutton Marina Park Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,470 0 owned after | $12.53 | 2026-04-17 | |
| 2026-04-17 | Sutton Marina Park Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,470 0 owned after | $12.53 | 2026-04-17 | |
| 2026-04-17 | Sutton Marina Park Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,470 0 owned after | $12.53 | 2026-04-17 | |
| 2026-04-17 | Sutton Marina Park Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,470 0 owned after | $12.53 | 2026-04-17 | |
| 2026-04-17 | CABRAL BRUCE H Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,470 0 owned after | $12.53 | 2026-04-17 | |
| 2026-04-17 | CABRAL BRUCE H Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,470 0 owned after | $12.53 | 2026-04-17 | |
| 2026-04-17 | CABRAL BRUCE H Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,470 0 owned after | $12.53 | 2026-04-17 | |
| 2026-03-09 holding as of filing | CABRAL BRUCE H Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,470 owned after | $7.12 exercise price | 2026-03-09 | |
| 2026-03-09 holding as of filing | CABRAL BRUCE H Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,470 owned after | $10.31 exercise price | 2026-03-09 | |
| 2026-03-09 holding as of filing | CABRAL BRUCE H Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,470 owned after | $10.77 exercise price | 2026-03-09 | |
| 2026-03-09 holding as of filing | Sutton Marina Park Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,470 owned after | $5.50 exercise price | 2026-03-09 | |
| 2026-03-09 holding as of filing | Sutton Marina Park Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,470 owned after | $7.12 exercise price | 2026-03-09 | |
| 2026-03-09 holding as of filing | Sutton Marina Park Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,470 owned after | $10.77 exercise price | 2026-03-09 | |
| 2026-03-09 holding as of filing | Sutton Marina Park Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | Holding | 2,470 owned after | $10.31 exercise price | 2026-03-09 | |
| 2026-03-05 | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,009 0 owned after | $10.74 exercise price | 2026-03-09 | |
| 2026-03-05 | Jones Robertson Clay JR Director, Officer (President and CEO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,390 0 owned after | $10.74 exercise price | 2026-03-09 |