Heritage Commerce Corp Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows, 25 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-12: Reporting owner WYCOFF W KIRK; Form 4; Security Series C Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-09-12: Reporting owner EGGEMEYER JOHN M III; Form 4; Security Series C Preferred Stock; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2016-09-09: Reporting owner WYCOFF W KIRK; Form 4; Security Series C Preferred Stock; Transaction Holding.
- 2016-09-08: Reporting owner WYCOFF W KIRK; Form 4; Security Series C Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-12 | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · Indirect by Partnership | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,145,000 0 owned after | $3.75 | 2016-09-14 | |
| 2016-09-12 | EGGEMEYER JOHN M III Director | 4 | Series C Preferred Stock Derivative · Indirect · Indirect By Partnership | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,456,000 0 owned after | $3.75 | 2016-09-14 | |
| 2016-09-09 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 2,145,000 owned after | $3.75 exercise price | 2016-09-09 | |
| 2016-09-08 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 2,145,000 owned after | $3.75 exercise price | 2016-09-08 | |
| 2016-09-07 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 2,145,000 owned after | $3.75 exercise price | 2016-09-07 | |
| 2016-09-06 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 2,145,000 owned after | $3.75 exercise price | 2016-09-06 | |
| 2016-09-02 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 2,145,000 owned after | $3.75 exercise price | 2016-09-02 | |
| 2016-09-01 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 2,145,000 owned after | $3.75 exercise price | 2016-09-01 | |
| 2016-09-01 holding as of filing | EGGEMEYER JOHN M III Director | 4 | Series C Preferred Stock Derivative · Indirect · Indirect By Partnership | Holding | 3,456,000 owned after | $3.75 exercise price | 2016-09-01 | |
| 2016-08-31 holding as of filing | EGGEMEYER JOHN M III Director | 4 | Series C Preferred Stock Derivative · Indirect · Indirect By Partnership | Holding | 3,456,000 owned after | $3.75 exercise price | 2016-08-31 | |
| 2016-08-31 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 2,145,000 owned after | $3.75 exercise price | 2016-08-31 | |
| 2016-08-30 holding as of filing | EGGEMEYER JOHN M III Director | 4 | Series C Preferred Stock Derivative · Indirect · Indirect By Partnership | Holding | 3,456,000 owned after | $3.75 exercise price | 2016-08-30 | |
| 2016-08-26 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 2,145,000 owned after | $3.75 exercise price | 2016-08-26 | |
| 2016-08-23 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 2,145,000 owned after | $3.75 exercise price | 2016-08-23 | |
| 2015-04-30 holding as of filing | EGGEMEYER JOHN M III Director | 4 | Series C Preferred Stock Derivative · Indirect · by Partnership | Holding | 3,456,000 owned after | $3.75 exercise price | 2015-04-30 | |
| 2012-05-03 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | 2,145,000 owned after | $3.75 exercise price | 2012-05-03 | |
| 2012-05-03 holding as of filing | EGGEMEYER JOHN M III Director | 4 | Series C Preferred Stock Derivative · Indirect · by Partnership | Holding | 3,456,000 owned after | $3.75 exercise price | 2012-05-03 | |
| 2011-06-17 holding as of filing | WYCOFF W KIRK Director | 4 | Series C Preferred Stock Derivative · Indirect · by Partnership | Holding | 2,145,000 owned after | $3.75 exercise price | 2011-06-17 | |
| 2011-06-17 holding as of filing | EGGEMEYER JOHN M III Director | 4 | Series C Preferred Stock Derivative · Indirect · by Partnership | Holding | 3,456,000 owned after | $3.75 exercise price | 2011-06-17 | |
| 2010-09-16 | WYCOFF W KIRK Director | 4 | Series B Preferred Stock Derivative · Indirect · by Partnership | C Conversion of derivative security | −2,595,000 0 owned after | $3.75 | 2010-09-17 | |
| 2010-09-16 | EGGEMEYER JOHN M III Director | 4 | Series B Preferred Stock Derivative · Indirect · by Partnership | C Conversion of derivative security | −1,284,000 0 owned after | $3.75 | 2010-09-17 | |
| 2010-09-02 holding as of filing | WYCOFF W KIRK Director | 3 | Series B Preferred Stock Derivative · Indirect · by Partnership | Holding | $3.75 exercise price | 2010-09-02 | ||
| 2010-09-02 holding as of filing | WYCOFF W KIRK Director | 3 | Series C Preferred Stock Derivative · Indirect · by Partnership | Holding | $3.75 exercise price | 2010-09-02 | ||
| 2010-09-02 holding as of filing | EGGEMEYER JOHN M III Director | 3 | Series B Preferred Stock Derivative · Indirect · by Partnership | Holding | $3.75 exercise price | 2010-09-02 | ||
| 2010-09-02 holding as of filing | EGGEMEYER JOHN M III Director | 3 | Series C Preferred Stock Derivative · Indirect · by Partnership | Holding | $3.75 exercise price | 2010-09-02 |