Helix Technologies, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 105 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-05-25: Reporting owner VENEGAS ZACHARY L; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2018-05-23: Reporting owner VENEGAS ZACHARY L; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2018-05-23: Reporting owner VENEGAS ZACHARY L; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
- 2018-02-16: Reporting owner VENEGAS ZACHARY L; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-05-25 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | 450,000 owned after | $2.27 exercise price | 2018-05-25 | |
| 2018-05-23 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | 40,000 owned after | $2.27 exercise price | 2018-05-23 | |
| 2018-05-23 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct · (m) | Holding | 450,000 owned after | $2.27 exercise price | 2018-05-23 | |
| 2018-02-16 | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.27 exercise price | 2018-05-21 | |
| 2018-02-16 | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +450,000 450,000 owned after | $2.27 exercise price | 2018-05-21 |