Helix Technologies, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 2 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-10-14: Reporting owner VENEGAS ZACHARY L; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-03-13: Reporting owner Toler Garvis III; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2019-04-12: Reporting owner VENEGAS ZACHARY L; Form 4; Security Employee Stock Option (Right to Buy); Transaction Holding.
- 2019-04-12: Reporting owner VENEGAS ZACHARY L; Form 4; Security Stock Option (Right to Buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-10-14 | VENEGAS ZACHARY L Director, Officer (Chief Executive Officer), 10% Owner | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.10 exercise price | 2020-10-16 | |
| 2020-03-13 holding as of filing | Toler Garvis III Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.78 exercise price | 2020-03-13 |