Helix Technologies, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-04-12: Reporting owner HELIX OPPORTUNITIES LLC; Form 4; Security "Class ""A"" Convertible Preferred Stock"; Transaction Holding.
- 2019-04-12: Reporting owner VENEGAS ZACHARY L; Form 4; Security "Class ""A"" Convertible Preferred Stock"; Transaction Holding.
- 2019-04-12: Reporting owner Ogur Scott Matthew; Form 4; Security "Class ""A"" Convertible Preferred Stock"; Transaction Holding.
- 2019-04-10: Reporting owner HELIX OPPORTUNITIES LLC; Form 4; Security "Class ""A"" Convertible Preferred Stock"; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-04-12 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-04-12 | |
| 2019-04-12 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2019-04-12 | |
| 2019-04-12 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-04-12 | |
| 2019-04-10 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-04-10 | |
| 2019-04-10 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2019-04-10 | |
| 2019-04-10 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-04-10 | |
| 2019-02-28 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-02-28 | |
| 2019-02-28 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2019-02-28 | |
| 2019-02-28 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-02-28 | |
| 2019-02-25 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-02-25 | |
| 2019-02-25 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2019-02-25 | |
| 2019-02-25 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-02-25 | |
| 2019-02-21 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-02-21 | |
| 2019-02-21 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2019-02-21 | |
| 2019-02-21 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-02-21 | |
| 2019-02-13 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-02-13 | |
| 2019-02-13 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-02-13 | |
| 2019-02-11 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-02-11 | |
| 2019-02-11 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-02-11 | |
| 2019-02-07 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-02-07 | |
| 2019-02-07 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-02-07 | |
| 2019-02-05 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-02-05 | |
| 2019-02-05 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-02-05 | |
| 2019-01-14 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-01-14 | |
| 2019-01-14 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-01-14 | |
| 2019-01-10 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-01-10 | |
| 2019-01-10 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2019-01-10 | |
| 2019-01-10 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-01-10 | |
| 2019-01-07 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2019-01-07 | |
| 2019-01-07 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2019-01-07 | |
| 2019-01-07 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2019-01-07 |