Helix Technologies, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 152 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-07-03: Reporting owner Ogur Scott Matthew; Form 4; Security "Class ""A"" Convertible Preferred Stock"; Transaction Holding.
- 2018-07-02: Reporting owner HELIX OPPORTUNITIES LLC; Form 4; Security "Class ""A"" Convertible Preferred Stock"; Transaction Holding.
- 2018-07-02: Reporting owner VENEGAS ZACHARY L; Form 4; Security "Class ""A"" Convertible Preferred Stock"; Transaction Holding.
- 2018-07-02: Reporting owner Ogur Scott Matthew; Form 4; Security "Class ""A"" Convertible Preferred Stock"; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-07-03 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-07-03 | |
| 2018-07-02 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-07-02 | |
| 2018-07-02 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-07-02 | |
| 2018-07-02 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-07-02 | |
| 2018-06-28 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-06-28 | |
| 2018-06-28 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-06-28 | |
| 2018-06-28 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-06-28 | |
| 2018-06-26 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-06-26 | |
| 2018-06-26 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-06-26 | |
| 2018-06-26 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-06-26 | |
| 2018-06-22 holding as of filing | Rose Capital Fund I GP, LLC | Schweibold Andrew | Rosenthal Jonathan | RSF4, LLC | Director | | | 3 | Series B Preferred Stock Derivative · Indirect · RSF4, LLC | Holding | no price filed | 2018-06-22 | ||
| 2018-06-22 holding as of filing | Rose Capital Fund I GP, LLC | Rosenthal Jonathan | RSG5, LLC | RSF4, LLC | Rose Management Group LLC | Schweibold Andrew | RSF5, LLC | | | | | Director | | 4 | Series B Preferred Stock Derivative · Indirect · By RSF4, LLC | Holding | 13,784,201 owned after | no price filed | 2018-06-22 | |
| 2018-06-22 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-06-22 | |
| 2018-06-22 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-06-22 | |
| 2018-06-22 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-06-22 | |
| 2018-06-20 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-06-20 | |
| 2018-06-20 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-06-20 | |
| 2018-06-20 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-06-20 | |
| 2018-06-18 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-06-18 | |
| 2018-06-18 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-06-18 | |
| 2018-06-18 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-06-18 | |
| 2018-06-14 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-06-14 | |
| 2018-06-14 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-06-14 | |
| 2018-06-14 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-06-14 | |
| 2018-06-12 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-06-12 | |
| 2018-06-12 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-06-12 | |
| 2018-06-12 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-06-12 | |
| 2018-06-08 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-06-08 | |
| 2018-06-08 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-06-08 | |
| 2018-06-08 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-06-08 | |
| 2018-06-06 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-06-06 | |
| 2018-06-06 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-06-06 | |
| 2018-06-06 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-06-06 | |
| 2018-06-04 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-06-04 | |
| 2018-06-04 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-06-04 | |
| 2018-06-04 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-06-04 | |
| 2018-05-31 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-05-31 | |
| 2018-05-31 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-05-31 | |
| 2018-05-31 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-05-31 | |
| 2018-05-29 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-05-29 | |
| 2018-05-29 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-05-29 | |
| 2018-05-29 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-05-29 | |
| 2018-05-25 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-05-25 | |
| 2018-05-25 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-05-25 | |
| 2018-05-25 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-05-25 | |
| 2018-05-23 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-05-23 | |
| 2018-05-23 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · (m) | Holding | 1,000,000 owned after | no price filed | 2018-05-23 | |
| 2018-05-23 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-05-23 | |
| 2018-05-21 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 3 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | no price filed | 2018-05-21 | ||
| 2018-05-21 holding as of filing | Ogur Scott Matthew Director, Officer (Chief Financial Officer), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-05-21 | |
| 2018-05-21 holding as of filing | VENEGAS ZACHARY L Director, Officer (CEO), 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Indirect · Through Helix Opportunities, LLC as Controlling Manager and Member of Helix Opportunities, LLC | Holding | 1,000,000 owned after | no price filed | 2018-05-21 | |
| 2018-05-21 holding as of filing | HELIX OPPORTUNITIES LLC 10% Owner | 4 | "Class ""A"" Convertible Preferred Stock" Derivative · Direct | Holding | 1,000,000 owned after | no price filed | 2018-05-21 |