HC Liquidating, Inc. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 18 rows, 18 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-07-14: Reporting owner De Bock Serge; Form 3; Security Restricted Stock Units; Transaction Holding.
- 2021-04-30: Reporting owner Vijayan Jayaprakash; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-04-30: Reporting owner Root Michael; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-04-30: Reporting owner SKINNER-RICKETTS BROOKE; Form 4; Security Restricted Stock Units; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-07-14 holding as of filing | De Bock Serge Officer (Chief Financial Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2021-07-14 | ||
| 2021-04-30 | Vijayan Jayaprakash Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,154 67,026 owned after | $0.00 | 2021-04-30 | |
| 2021-04-30 | Root Michael Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +44,026 69,026 owned after | $0.00 | 2021-04-30 | |
| 2021-04-30 | SKINNER-RICKETTS BROOKE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,708 73,708 owned after | $0.00 | 2021-04-30 | |
| 2021-04-30 | Mellis Grace Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,180 116,180 owned after | $0.00 | 2021-04-30 | |
| 2020-01-09 | Park Henry Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-01-13 | |
| 2020-01-09 | Furnari Joseph Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-01-13 | |
| 2020-01-09 | Furnari Michael Officer (Chief Bus. Devel. Ofcr.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-01-13 | |
| 2020-01-09 | Brogi Robert Scott Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2020-01-13 | |
| 2019-08-28 | SKINNER-RICKETTS BROOKE Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2019-08-30 | |
| 2019-08-28 | Mellis Grace Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.00 | 2019-08-30 | |
| 2019-06-25 | Root Michael Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $0.00 | 2019-07-31 | |
| 2019-05-06 holding as of filing | Vijayan Jayaprakash Director | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2019-05-06 | ||
| 2019-02-07 | Park Henry Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400 400 owned after | $0.00 | 2019-02-11 | |
| 2019-02-07 | Furnari Michael Officer (Chief Bus. Devel. Ofcr.) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400 400 owned after | $0.00 | 2019-02-11 | |
| 2019-02-07 | Furnari Joseph Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400 400 owned after | $0.00 | 2019-02-11 | |
| 2019-02-07 | Brogi Robert Scott Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400 400 owned after | $0.00 | 2019-02-11 | |
| 2019-02-07 | Arora Abhishek Director, Officer (CTO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400 400 owned after | $0.00 | 2019-02-11 |