HC Liquidating, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows, 31 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-04-29: Reporting owner Vijayan Jayaprakash; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-04-29: Reporting owner Furnari Joseph; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-04-29: Reporting owner Furnari Michael; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2020-04-29: Reporting owner Mellis Grace; Form 4; Security Stock Option (Right to Buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-04-29 | Vijayan Jayaprakash Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $5.53 exercise price | 2020-05-04 | |
| 2020-04-29 | Furnari Joseph Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200,000 0 owned after | $3.20 exercise price | 2020-05-01 | |
| 2020-04-29 | Furnari Michael Officer (Chief Business Dev. Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $3.20 exercise price | 2020-05-01 | |
| 2020-04-29 | Mellis Grace Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $1.75 exercise price | 2020-05-01 | |
| 2020-04-29 | Mellis Grace Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $3.20 exercise price | 2020-05-01 | |
| 2020-04-29 | SKINNER-RICKETTS BROOKE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −72,500 0 owned after | $4.61 exercise price | 2020-05-01 | |
| 2020-04-29 | SKINNER-RICKETTS BROOKE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $3.20 exercise price | 2020-05-01 | |
| 2020-04-29 | Park Henry Officer (CHIEF OPERATING OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $2.21 exercise price | 2020-05-01 | |
| 2020-04-29 | Park Henry Officer (CHIEF OPERATING OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $3.20 exercise price | 2020-05-01 | |
| 2020-04-29 | Brogi Robert Scott Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $2.63 exercise price | 2020-05-01 | |
| 2020-04-29 | Brogi Robert Scott Officer (CHIEF FINANCIAL OFFICER) | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $3.20 exercise price | 2020-05-01 | |
| 2020-04-29 | Root Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $4.05 exercise price | 2020-05-01 | |
| 2019-06-25 | Root Michael Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $4.05 exercise price | 2019-07-31 | |
| 2019-05-06 holding as of filing | Vijayan Jayaprakash Director | 3 | Stock Options (right to buy) Derivative · Direct | Holding | $5.53 exercise price | 2019-05-06 | ||
| 2019-01-09 | SKINNER-RICKETTS BROOKE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $3.20 exercise price | 2019-01-11 | |
| 2019-01-09 | Park Henry Officer (Chief Operating Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $3.20 exercise price | 2019-01-11 | |
| 2019-01-09 | Mellis Grace Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.20 exercise price | 2019-01-11 | |
| 2019-01-09 | Furnari Michael Officer (Chief Business Dev. Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $3.20 exercise price | 2019-01-11 | |
| 2019-01-09 | Furnari Joseph Director, Officer (Chief Executive Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $3.20 exercise price | 2019-01-11 | |
| 2019-01-09 | Brogi Robert Scott Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $3.20 exercise price | 2019-01-11 | |
| 2019-01-09 | Arora Abhishek Director, Officer (CTO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $3.20 exercise price | 2019-01-11 | |
| 2018-12-04 holding as of filing | Park Henry Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.21 exercise price | 2018-12-04 | ||
| 2018-10-17 holding as of filing | Brogi Robert Scott Officer (Chief Financial Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.63 exercise price | 2018-10-17 | ||
| 2018-07-23 | SKINNER-RICKETTS BROOKE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +72,500 72,500 owned after | $4.61 exercise price | 2018-08-02 | |
| 2018-06-29 | Tran Kit Officer (Chief Marketing Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +140,000 140,000 owned after | $5.00 exercise price | 2018-07-03 | |
| 2018-06-26 holding as of filing | Reynolds Elizabeth E Officer (Chief Operating Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.75 exercise price | 2018-06-26 | ||
| 2018-06-26 holding as of filing | Furnari Michael Officer (CBD Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.71 exercise price | 2018-06-26 | ||
| 2018-06-26 holding as of filing | Mellis Grace Director | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.75 exercise price | 2018-06-26 | ||
| 2018-06-26 holding as of filing | Furnari Joseph Director, Officer (CEO and CFO) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $0.71 exercise price | 2018-06-26 | ||
| 2018-06-26 holding as of filing | Arora Abhishek Director, Officer (CTO and Secretary), 10% Owner | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $1.75 exercise price | 2018-06-26 | ||
| 2018-06-21 | Mellis Grace Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 235,000 owned after | $2.98 exercise price | 2018-09-12 |