HC Liquidating, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-06-29: Reporting owner Furnari Michael; Form 4; Security Series Seed 1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-06-29: Reporting owner Furnari Joseph; Form 4; Security Series Seed 1 Convertible Preferred Stock; Transaction C Conversion of derivative security.
- 2018-06-26: Reporting owner Furnari Michael; Form 3; Security Series Seed 1 Convertible Preferred Stock; Transaction Holding.
- 2018-06-26: Reporting owner Furnari Joseph; Form 3; Security Series Seed 1 Convertible Preferred Stock; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-06-29 | Furnari Michael Officer (CBD Officer) | 4 | Series Seed 1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −95,182 205,713 owned after | $0.00 | 2018-07-03 | |
| 2018-06-29 | Furnari Joseph Director, Officer (CEO and CFO) | 4 | Series Seed 1 Convertible Preferred Stock Derivative · Direct | C Conversion of derivative security | −95,182 148,570 owned after | $0.00 | 2018-07-03 | |
| 2018-06-26 holding as of filing | Furnari Michael Officer (CBD Officer) | 3 | Series Seed 1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-26 | ||
| 2018-06-26 holding as of filing | Furnari Joseph Director, Officer (CEO and CFO) | 3 | Series Seed 1 Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2018-06-26 |