Guidance Software, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-16: Reporting owner Ackerman Jay R; Form 3; Security Stock Option (Right to Buy); Transaction Holding.
- 2014-10-16: Reporting owner Limongelli Victor; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-10-15: Reporting owner Limongelli Victor; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-09-18: Reporting owner Limongelli Victor; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-16 holding as of filing | Ackerman Jay R Officer (Chief Revenue Officer) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $5.89 exercise price | 2014-12-16 | ||
| 2014-10-16 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,839 105,135 owned after | $4.54 exercise price | 2014-10-17 | |
| 2014-10-15 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,683 114,974 owned after | $4.54 exercise price | 2014-10-17 | |
| 2014-09-18 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,522 122,657 owned after | $4.54 exercise price | 2014-09-22 | |
| 2014-09-17 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,400 127,179 owned after | $4.54 exercise price | 2014-09-22 | |
| 2014-09-16 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 131,579 owned after | $4.54 exercise price | 2014-09-17 | |
| 2014-09-15 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,600 135,579 owned after | $4.54 exercise price | 2014-09-17 | |
| 2014-08-15 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,522 140,179 owned after | $4.54 exercise price | 2014-08-19 |