Guidance Software, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-09-14: Reporting owner PLAGA BARRY J; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-09-14: Reporting owner PLAGA BARRY J; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-09-14: Reporting owner van der Colff Rasmus; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-09-14: Reporting owner Gomez Alfredo; Form 4; Security STOCK OPTION (RIGHT TO BUY); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-09-14 | PLAGA BARRY J Officer (CFO and COO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 0 owned after | $5.22 exercise price | 2017-09-15 | |
| 2017-09-14 | PLAGA BARRY J Officer (CFO and COO) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −125,000 0 owned after | $6.00 exercise price | 2017-09-15 | |
| 2017-09-14 | van der Colff Rasmus Officer (CAO/VP of Finance) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −22,000 0 owned after | $4.00 exercise price | 2017-09-15 | |
| 2017-09-14 | Gomez Alfredo Officer (SVP, General Counsel) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −78,592 0 owned after | $5.95 exercise price | 2017-09-15 | |
| 2017-09-14 | Dennis Patrick Director, Officer (CEO and President) | 4 | STOCK OPTION (RIGHT TO BUY) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −236,952 0 owned after | $5.95 exercise price | 2017-09-15 |