Guidance Software, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-17: Reporting owner Harrington Mark; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-03: Reporting owner PLAGA BARRY J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-03: Reporting owner Limongelli Victor; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-06: Reporting owner PLAGA BARRY J; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-17 | Harrington Mark Officer (General Counsel & Corp. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $6.37 exercise price | 2012-12-19 | |
| 2012-12-03 | PLAGA BARRY J Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 25,000 owned after | $2.85 exercise price | 2012-12-05 | |
| 2012-12-03 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 219,154 owned after | $4.54 exercise price | 2012-12-05 | |
| 2012-11-06 | PLAGA BARRY J Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $2.85 exercise price | 2012-11-08 | |
| 2012-11-05 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 234,154 owned after | $4.54 exercise price | 2012-11-07 | |
| 2012-10-01 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 249,154 owned after | $4.54 exercise price | 2012-10-03 | |
| 2012-09-04 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 264,154 owned after | $4.54 exercise price | 2012-09-06 | |
| 2012-08-06 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −930 0 owned after | $4.54 exercise price | 2012-08-08 | |
| 2012-08-06 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,070 288,224 owned after | $4.54 exercise price | 2012-08-08 | |
| 2012-05-15 | PLAGA BARRY J Officer (Chief Financial Officer) | 4 | Employee Stock Option right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 40,000 owned after | $2.85 exercise price | 2012-05-17 | |
| 2012-04-02 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 930 owned after | $4.54 exercise price | 2012-04-04 | |
| 2012-03-05 | Limongelli Victor Director, Officer (President, CEO and Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 15,930 owned after | $4.54 exercise price | 2012-03-06 | |
| 2012-02-28 | Harrington Mark Officer (General Counsel & Corp. Sec.) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,398 90,000 owned after | $4.54 exercise price | 2012-03-01 | |
| 2012-02-15 | PLAGA BARRY J Officer (Chief Financial Officer) | 4 | Employee Stock Option right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 42,500 owned after | $2.85 exercise price | 2012-02-16 | |
| 2012-01-25 | PLAGA BARRY J Officer (Chief Financial Officer) | 4 | Employee Stock Option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,900 45,000 owned after | $2.85 exercise price | 2012-01-26 | |
| 2012-01-24 | PLAGA BARRY J Officer (Chief Financial Officer) | 4 | Employee Stock Option right to buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 49,900 owned after | $2.85 exercise price | 2012-01-26 |