Guidance Software, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-19: Reporting owner Gurzi Michael; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-12-06: Reporting owner Limongelli Victor; Form 5; Security Stock Option Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-25: Reporting owner Gurzi Michael; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-09-14: Reporting owner Sansone Frank; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-19 | Gurzi Michael Officer (VP, EnScript Development) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 97,500 owned after | $4.54 exercise price | 2007-12-20 | |
| 2007-12-06 | Limongelli Victor Director, Officer (CEO and Director) | 5 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 879,154 owned after | $12.80 exercise price | 2008-02-14 | |
| 2007-10-25 | Gurzi Michael Officer (Vice President of PSD) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 100,000 owned after | $4.54 exercise price | 2007-10-26 | |
| 2007-09-14 | Sansone Frank Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,300 139,753 owned after | $4.54 exercise price | 2007-09-14 | |
| 2007-09-13 | Sansone Frank Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 159,053 owned after | $4.54 exercise price | 2007-09-14 | |
| 2007-09-12 | Sansone Frank Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,117 184,053 owned after | $4.54 exercise price | 2007-09-12 | |
| 2007-09-11 | Sansone Frank Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,548 225,151 owned after | $4.54 exercise price | 2007-09-12 | |
| 2007-09-11 | Sansone Frank Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 224,751 owned after | $4.54 exercise price | 2007-09-12 | |
| 2007-09-11 | Sansone Frank Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −496 224,255 owned after | $4.54 exercise price | 2007-09-12 | |
| 2007-09-11 | Sansone Frank Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,085 219,170 owned after | $4.54 exercise price | 2007-09-12 | |
| 2007-09-10 | Sansone Frank Officer (Chief Financial Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,805 230,699 owned after | $4.54 exercise price | 2007-09-12 | |
| 2007-08-10 holding as of filing | Powell Chris Officer (Director of Finance) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $10.57 exercise price | 2007-08-10 | ||
| 2007-08-10 holding as of filing | Powell Chris Officer (Director of Finance) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $12.94 exercise price | 2007-08-10 | ||
| 2007-08-10 holding as of filing | Powell Chris Officer (Director of Finance) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $11.45 exercise price | 2007-08-10 | ||
| 2007-08-02 | Bair Jonathan Officer (VP, Professional Services) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 43,055 owned after | $11.45 exercise price | 2007-08-03 | |
| 2007-08-02 | Harrington Mark Officer (General Counsel) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 110,000 owned after | $11.45 exercise price | 2007-08-03 | |
| 2007-06-27 | Gurzi Michael | 4/A | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 102,500 owned after | $4.54 exercise price | 2007-06-29 | |
| 2007-06-27 | Gurzi Michael Officer (Vice President of PSD) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 102,500 owned after | $4.54 exercise price | 2007-06-28 | |
| 2007-06-13 | Bair Jonathan Officer (VP, Professional Services) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,165 28,035 owned after | $4.54 exercise price | 2007-06-19 | |
| 2007-05-23 holding as of filing | Bair Jonathan Officer (VP, Professional Services) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $4.54 exercise price | 2007-05-23 | ||
| 2007-05-23 holding as of filing | Bair Jonathan Officer (VP, Professional Services) | 3 | Option to Purchase Common Stock Derivative · Direct | Holding | $10.54 exercise price | 2007-05-23 | ||
| 2007-05-06 | FULLER DALE L Director | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,000 42,000 owned after | $12.87 exercise price | 2007-05-08 | |
| 2007-05-02 | Tenet George Director | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $12.84 exercise price | 2007-05-04 | |
| 2007-05-02 | TURNER LYNN E Director | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $12.84 exercise price | 2007-05-04 | |
| 2007-05-02 | ONeil Kathleen Director | 4 | Stock Option (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $12.84 exercise price | 2007-05-04 | |
| 2007-02-28 | Limongelli Victor Officer (President) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $12.94 exercise price | 2007-03-01 | |
| 2007-02-28 | Sansone Frank Officer (Chief Financial Officer) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $12.94 exercise price | 2007-03-01 | |
| 2007-02-28 | Gurzi Michael Officer (Vice President of PSD) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $12.94 exercise price | 2007-03-01 | |
| 2007-02-28 | Feinland Sheldon Officer (VP of Worldwide Sales) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $12.94 exercise price | 2007-03-01 | |
| 2007-02-28 | TURNER LYNN E Director | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −50,000 50,000 owned after | $12.94 exercise price | 2007-02-28 | |
| 2007-02-12 | Patzakis John Director, Officer (Vice Chairman and CLO), 10% Owner | 4 | Call Option (obligation to sell) Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $1,020.62 exercise price | 2007-02-14 | |
| 2007-02-12 | Yoran Amit Director | 4 | Call Option (right to buy) Derivative · Indirect · Managing Member of Greenboro L.L.C., which controls Evonshir 9, L.P., the holder of the shares | X Exercise of in-the-money or at-the-money derivative security | −1 0 owned after | $1,020.62 exercise price | 2007-02-14 | |
| 2007-01-10 | Leehealey Timothy Officer (VP of Corporate Development) | 4 | Option to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +51,547 51,548 owned after | $4.54 | 2007-01-11 | |
| 2007-01-10 | Leehealey Timothy Officer (VP of Corporate Development) | 4 | Option to Purchase Common Stock Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | +61,490 122,980 owned after | $4.54 | 2007-01-11 |