Guidance Software, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-10-31: Reporting owner PLAGA BARRY J; Form 4; Security Option to Buy Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-04-29: Reporting owner Basore Ken; Form 4; Security Option to Purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-01-19: Reporting owner Limongelli Victor; Form 5; Security Stock Option Right to Buy; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2008-01-19: Reporting owner Limongelli Victor; Form 5; Security Stock Option Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-10-31 | PLAGA BARRY J Officer (Chief Financial Officer) | 4 | Option to Buy Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.85 exercise price | 2008-11-03 | |
| 2008-04-29 | Basore Ken Officer (Vice President of R&D) | 4 | Option to Purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −6,300 89,180 owned after | $10.23 exercise price | 2008-05-02 | |
| 2008-01-19 | Limongelli Victor Director, Officer (CEO and Director) | 5 | Stock Option Right to Buy Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −300,000 579,154 owned after | $12.80 exercise price | 2008-02-14 | |
| 2008-01-19 | Limongelli Victor Director, Officer (CEO and Director) | 5 | Stock Option Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 879,154 owned after | $12.80 exercise price | 2008-02-14 |