GUESS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 3 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-06-11: Reporting owner MARCIANO PAUL; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-06-11: Reporting owner ALBERINI CARLOS; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-06-11: Reporting owner Anderson Kathryn Low; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-06-11 | MARCIANO PAUL Director, Officer (Chief Creative Officer), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +348,157 348,157 owned after | $8.64 exercise price | 2020-06-15 | |
| 2020-06-11 | ALBERINI CARLOS Director, Officer (CEO and Director) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +348,157 348,157 owned after | $8.64 exercise price | 2020-06-15 | |
| 2020-06-11 | Anderson Kathryn Low Officer (CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +95,743 95,743 owned after | $8.64 exercise price | 2020-06-15 |