GRIZZLY MERGER SUB 1, LLC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-04: Reporting owner FISHER DONNE F; Form 4; Security Stock Option (Right to Buy) - GLIBA; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-02: Reporting owner MAFFEI GREGORY B; Form 4; Security Stock Option (Right to Buy) - GLIBA; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-11-14: Reporting owner Wilm Renee L; Form 4; Security Stock Option (Right to Buy) - GLIBA; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-08-20: Reporting owner ROSENTHALER ALBERT E; Form 4; Security Stock Option (Right to Buy) - GLIBA; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-04 | FISHER DONNE F Director | 4 | Stock Option (Right to Buy) - GLIBA Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,904 3,904 owned after | $69.60 exercise price | 2019-12-06 | |
| 2019-12-02 | MAFFEI GREGORY B Director, Officer (President and CEO), 10% Owner | 4 | Stock Option (Right to Buy) - GLIBA Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −765,441 0 owned after | $55.96 exercise price | 2019-12-04 | |
| 2019-11-14 | Wilm Renee L Officer (Chief Legal Officer) | 4 | Stock Option (Right to Buy) - GLIBA Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,209 31,209 owned after | $73.61 exercise price | 2019-11-15 | |
| 2019-08-20 | ROSENTHALER ALBERT E Officer (Chief Corp. Dev. Officer) | 4 | Stock Option (Right to Buy) - GLIBA Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,669 0 owned after | $55.96 exercise price | 2019-08-22 | |
| 2019-07-19 | Wendling Brian J Officer (SVP/Controller/PFO) | 4 | Call Option (Obligation to Sell) - GLIBA Derivative · Direct | E Expiration of short derivative position | −50 0 owned after | $65.00 exercise price | 2019-07-23 | |
| 2019-07-09 holding as of filing | Wendling Brian J Officer (SVP/Controller/PFO) | 3 | Call Option (Obligation to Sell) - GLIBA Derivative · Direct | Holding | $65.00 exercise price | 2019-07-09 | ||
| 2019-07-09 holding as of filing | Wendling Brian J Officer (SVP/Controller/PFO) | 3 | Stock Option (Right to Buy) - GLIBA Derivative · Direct | Holding | $39.17 exercise price | 2019-07-09 | ||
| 2019-07-09 holding as of filing | Wendling Brian J Officer (SVP/Controller/PFO) | 3 | Stock Option (Right to Buy) - GLIBA Derivative · Direct | Holding | $39.17 exercise price | 2019-07-09 | ||
| 2019-05-13 | MAFFEI GREGORY B Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) - GLIBB Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,457 21,457 owned after | $58.11 exercise price | 2019-05-14 |