General Moly, Inc Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2020-12-02: Form 8-K; Period of report 2020-11-26; Description 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; Details 3.01.
- 2020-11-23: Form 8-K; Period of report 2020-11-20; Description 8.01 Other Events; Details 8.01.
- 2020-11-20: Form 8-K; Period of report 2020-11-16; Description 1.01 Entry into a Material Definitive Agreement; 1.03 Bankruptcy or Receivership; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; Details 1.01.
- 2020-11-17: Form 8-K; Period of report 2020-11-16; Description 8.01 Other Events; Details 8.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2020-12-02 | 8-K | 2020-11-26 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. | gmo_8k.htm |
| 2020-11-23 | 8-K | 2020-11-20 | 8.01 Other Events | 8.01 On November 20, 2020, the Ontario Securities Commission issued a general “failure to file” cease trade order (“CTO”) in respect of the securities of General Moly, Inc. (the “Company”) as a result of the Company’s failure to file its Form 10-Q for the quarter ended September 30, 2020 (the “Form 10-Q”), the related management’s discussion and analysis of financial condition and results of operations, and required certifications by the filing deadline. | gmo_8k.htm |
| 2020-11-20 | 8-K | 2020-11-16 | 1.01 Entry into a Material Definitive Agreement; 1.03 Bankruptcy or Receivership; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure | 1.01 Entry into a Material Definitive Agreement. 1.03 Bankruptcy or Receivership. 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation Under an Off-Balance Sheet Arrangement of a Registrant. 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. 5.02 Departure of Directors or Certain Officers; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. 7.01 Regulation FD Disclosure. | gmo_8k.htm |
| 2020-11-17 | 8-K | 2020-11-16 | 8.01 Other Events | 8.01 General Moly (the “Company”) has not filed its Quarterly Report on Form 10-Q for the quarter ended September 30, 2020, which is due today. | gmo_8k.htm |
| 2020-10-20 | 8-K | 2020-10-14 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. | gmo_8k.htm |
| 2020-10-01 | 8-K | 2020-09-30 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 As previously disclosed, on August 31, 2020, General Moly, Inc. (the “Company”) received a letter (the “Letter”) from the NYSE American LLC (the “Exchange”) indicating that the Company was below compliance with Sections 1003(a)(i), 1003(a)(ii), and Section 1003(a)(iii) of the NYSE American Company Guide (the “Company Guide”), which require minimum levels of stockholders’ equity for companies with histories of net losses. | gmo_8k.htm |
| 2020-09-21 | 8-K | 2020-09-18 | 1.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets | 1.01 The disclosure under Item 2.01 below is incorporated by reference. 2.01 On September 15, 2020, General Moly, Inc. (the “Company”) and Pathfinder Minerals LLC, a Nevada corporation (”Pathfinder”) executed and closed a definitive Purchase Agreement, as required by the parties’ binding letter of intent entered into on September 1, 2020, for the sale by the Company of Liberty Moly LLC and all assets owned by the Company that constitute the Liberty Project. | gmo_8k.htm |
| 2020-09-04 | 8-K | 2020-08-31 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On August 31, 2020, General Moly, Inc. (the “Company”) received a letter (the “Letter”) from the NYSE American LLC (the “Exchange”) indicating that the Company is below compliance with Sections 1003(a)(i), 1003(a)(ii), and Section 1003(a)(iii) of the NYSE American Company Guide (the “Company Guide”), which require minimum levels of stockholders’ equity for companies with histories of net losses. | gmo_8k.htm |
| 2020-09-03 | 8-K | 2020-09-01 | 1.01 Entry into a Material Definitive Agreement; 8.01 Other Events | 1.01 On September 1, 2020, General Moly, Inc. (the “Company”) entered into a binding letter of intent with Pathfinder Minerals LLC, a Nevada corporation (”Pathfinder”), for the sale by the Company of Liberty Moly LLC and all assets owned by the Company that constitute the Liberty Project. 8.01 On September 3, 2020, the Company issued a press release announcing the entry into the Liberty Project letter of intent with Pathfinder. | gmo_8k.htm |
| 2020-07-20 | 8-K | 2020-07-17 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 Submission of Matters to a Vote of Security Holders. 8.01 On July 17, 2020, the Company issued a press release announcing the results of the annual meeting of stockholders. | gmo_8k.htm |
| 2020-06-22 | 8-K | 2020-06-19 | 8.01 Other Events | 8.01 On June 19, 2020, General Moly, Inc. (the “Company”) issued a press release announcing that it convened and then adjourned, without conducting any business, its annual meeting of stockholders (the “Annual Meeting”) until Friday, July 17, 2020, at 9:00 a.m., local time, at which time the Company’s stockholders will vote on the proposals to be considered at the Annual Meeting (subject to any potential additional adjournments), including Proposal 3, approval of an amendment to the Company’s certificate of incorporation to provide the Board of Directors the flexibility to effect a reverse stock split of the Company’s common stock. | tm2023047-1_8k.htm |
| 2020-05-01 | 8-K | 2020-04-28 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 On April 28, 2020, the Compensation Committee (the “Committee”) of the Board of Directors (the “Board”) of General Moly, Inc. (the “Company”) approved a reduction in the base salaries of Bruce D. Hansen, the Company’s Chief Executive Officer, Robert I. Pennington, the Company’s Chief Operating Officer and R. Scott Roswell, the Company’s Chief Legal Officer. | tm2018009d2_8k.htm |
| 2020-04-29 | 8-K | 2020-04-24 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 On April 24, 2020, General Moly, Inc. (the “Company”) received funding under a Paycheck Protection Program (“PPP”) loan (the “PPP Loan”) from U.S. Bank, National Association (the “Lender”). 2.03 The information about the PPP Loan disclosed in Item 1.01 above is incorporated by reference into this Item 2.03. | tm2018009-1_8k.htm |
| 2020-04-02 | 8-K | 2020-03-27 | 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year | 5.03 On March 27, 2020, General Moly, Inc. (the “Company”) filed Certificates of Amendment (the “Certificates of Amendment”) to the Certificates of Designation for its Series A Convertible Preferred Stock (“Series A Preferred”) and Series B Preferred Stock (“Series B Preferred”) with the Secretary of State of the State of Delaware. | tm2014789-1_8k.htm |
| 2020-03-27 | 8-K | 2020-03-25 | 8.01 Other Events | 8.01 General Moly, Inc. (the “Company”) will be relying on the Securities and Exchange Commission’s Order under Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder dated March 4, 2020 (Release No. 34-88318) (the “Order”) to delay the filing of its Annual Report on Form 10-K for the year ended December 31, 2019 (the “Form 10-K”) due to circumstances related to the coronavirus pandemic (“COVID-19”). | tm2013825-1_8k.htm |
| 2020-03-17 | 8-K | 2020-03-12 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 As previously disclosed, on September 12, 2019, General Moly, Inc. (the “Company”) received a letter (the “Letter”) from the NYSE American LLC (the “NYSE American”) indicating that the NYSE American had determined, pursuant to Section 1003(f)(v) of the NYSE American Company Guide, that the Company’s common stock had been selling for a low price per share for a substantial period of time. | a20-12937_18k.htm |
| 2020-01-03 | 8-K | 2019-12-27 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 2.03 The disclosure under Item 3.02 hereof concerning the Exchange Notes and the Supplemental Notes (each as defined below) is incorporated herein by reference. 3.02 On December 26, 2019, the Company’s private offer to exchange (the “Exchange Offer”) its outstanding 10% Senior Convertible Promissory Notes and 10% Senior Promissory Notes both due December 26, 2019 (together, the “Old Notes”), for units consisting of its newly issued 12% Senior Promissory Notes due December 26, 2022 (the “Exchange Notes”) and warrants (the “Warrants”) to purchase shares of the Company’s common stock, par value $0.001 per share (“Common Stock”), expired pursuant to the terms of the confidential Offer to Exchange and Subscription Offer dated November 27, 2019. 8.01 On January 2, 2020, the Company issued a press release announcing the closing of the Exchange Offer and the Subscription Offer. | a20-1100_18k.htm |